Job Description: We are looking for a Vice President, Compliance Consulting to step into a unique role to drive the... leads to identify potential offerings and investigate solutions Essential traits: Experience in Consulting...
in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting...Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible.... Responsibilities: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices...
Transformation - Data & Metrics Instruction Capture Vice President in the Securities Services Operations - Transformation team... and mitigates potential risks throughout the project lifecycle, ensuring compliance with relevant regulations and internal policies...
Transformation - Instruction Capture - Vice President in the Securities Services Operations - Transformation team, you will be part... potential risks throughout the project lifecycle, ensuring compliance with relevant regulations and internal policies Provides...
on upgrades and major releases Managing training and consulting resource requests Monitoring and assisting with the issue... River Trading System/Compliance Master or Equivalent (competitor) Excellent market instrument knowledge - Fixed Income...
Managing training and consulting resource requests Monitoring and assisting with the issue escalation process Responding... and market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...
, transition planning, modern slavery, and biodiversity. Work with the team to assure compliance to new sustainability related... and existing Brands,Properties and Talent clients with POVs, consulting, strategic messaging, and guidance Assist on RFPs, Pitches...
and industry models EXPERIENCE & SKILLS REQUIRED 6 years of relevant experience in Equity Research, investing, consulting... and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
of relevant experience in Equity Research, investing, consulting, or any other closely-related role Strong knowledge of European... team Robust compliance track record FCA registration required (must be obtained within first six months of employment...
of relevant experience in Equity Research, investing, consulting, or any other closely-related role Strong knowledge of European... compliance track record FCA registration required (must be obtained within first six months of employment) ABOUT GOLDMAN...
Research, investing, consulting, or any other closely-related role Strong knowledge of European Equities, with expertise... Strong interpersonal skills and willingness to collaborate with broader team Robust compliance track record FCA registration...
& SKILLS REQUIRED 4 years of relevant experience in Equity Research, investing, consulting, or any other closely-related... and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
on upgrades and major releases Managing training and consulting resource requests Monitoring and assisting with the issue... River Trading System/Compliance Master or Equivalent (competitor) Excellent market instrument knowledge - Fixed Income...
Job Description: The Technology Risk and Controls Framework Manager is a Vice President role within CTC's Technology... definition and execution of our technology Governance, Risk & Compliance (GRC) discipline, which provides the framework...
Vice President of Global Services Operations, you will lead Europe Services Operations, partnering with services executives... Facilitate compliance with certifications Own Services events (e.g., FKO, Summit) Propose and provide insights on business KPIs...
Job Description: Job Title: Global Payments Solutions Pay by Bank Product Manager Corporate Title: Vice President... partners including Sales, Operations, Technology, Compliance and Legal to deliver sustainable solutions...
Job Description: The Technology Risk and Controls Framework Manager is a Vice President role within CTC's Technology... definition and execution of our technology Governance, Risk & Compliance (GRC) discipline, which provides the framework...