Job Description: BNY Administrative Services LLC seeks a Vice President, Compliance & Control II for its New York, NY... professionals to improve their understanding of compliance, control and documentation policies. Maintain strong working...
executives, discussions with internal auditors and external regulators. Advise junior team members, providing quality control..., focusing on the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance Ensure compliance...
(i) downstream investment activities; (ii) fund and managed account launches, and (iii) handling and support of a range of corporate... Tax, Bank Regulatory Legal, Compliance and other colleagues) Support Business Reviews for Private Capital as well as key...
or negative management control trends and review compliance with policies, guidelines, and regulations. Prepare periodic Risk... of the Bank's processes to control credit, trading, and associated concentration risks of a complex nature. In addition...