, with strong internal audit or extensive second line experience in Legal and Compliance as it relates to investment banking. The role... Audit portfolio for Legal and Compliance and manage the EMEA internal assurance efforts. Furthermore, the role will support...
, plus pitch documentation (as and when required) to update and disseminate information to clients. · Ensure compliance on budget..., financial control, RPC, audit and regulatory requirements as appropriate for the job description. · Preparing the half-year...
, Portfolio trading, Shares trading, Systematic market making as well as Execution Strats, Legal and Compliance, Internal audit...
and MAP owners Liaise with 2nd line Compliance, FCoE, Audit, Risk management functions closely to ensure agreement on scope... with the management, business and internal risk and compliance functions to set processes and procedures as appropriate...