, manipulation, and regulatory violations. Key Responsibilities: * Trade Surveillance: Conduct real-time and post-trade...) are a plus. 3+ years of experience in trade surveillance, compliance, or a related field within the financial industry...
and Trade Surveillance across the bank and securities business activities of MUFG in London. Effective delivery of this program... related to Communications and Trade surveillance across bank and securities, ensuring that the risks related to the relevant...
and trade surveillance. Effective delivery of this programme requires collaboration with other Compliance Departments...
, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade... Surveillance, Regulatory Change processes, Data Privacy and Quality Assurance SKILLS AND EXPERIENCE Functional / Technical...