, and follow up with various parties on potential non-compliance cases Assist in preparing risk management reports for various... experience in investment, compliance or risk management with good knowledge of financial markets and investment products...
quantification, internal risk management and regulatory compliance; Design, formulate and maintain the validation and monitoring... of risk quantification, internal risk management and regulatory compliance; To support ad-hoc assignments as requested...
’ compliance, MLRO, and governance activities Provides guidance to business unit management on compliance risk issues... various reports and presentations with some guidance from senior Global Compliance management Under guidance from Head...
Life at Visa. Job Description Team Summary Visa is looking for a Compliance Senior Manager based in Hong Kong... to serve as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) for Visa's regulated entity in Hong Kong...
's adherence to these standards and providing guidance to management and staff on compliance-related matters. Internal Title...: Compliance Executive/ Senior Executive, Compliance Responsibilities: Assist in investigating and following up complaints...
professional to join us. Department: Sales Compliance Management In this position, you will: Be responsible for formulating... regularly, maintain good communication with other departments (such as internal audit, legal department, risk management...
and management, ensuring timely delivery and accuracy. Prepare clear and informative compliance communications for staff... risk-mitigating actions. Oversee compliance monitoring of intermediaries' business practices to ensure compliance...
for the enterprise risk management & function working in conjunction with all other senior leadership across the Group..., they are now urgently seeking an experienced Risk Management Manager to join their team Job Description Setting the vision and strategy...
as soon as possible. Job Description: Chief Risk and Assurance Officer (CRAO) provides strategic leadership and direction for the College's risk management... compliance with laws, regulations, and College policies. 5. Reporting audit and risk findings and recommendations to Senior...
compliance matters when necessary Main point of contact with the Insurance Authority maintain and enhance their risk management...This role will sit under the risk and compliance department for their insurance arm. This role will lead a small team...
+ years of risk management experience from insurance industry knowledge in compliance is a bonus must have strong risk... will report to their Head of Insurance Business and Risk and Compliance Head whilst managing a small team of 6-10 staff This role...
Maintaining a compliance reporting framework and escalating significant issues to senior management Liaising with regulators...About the role This is an excellent opportunity to join an international law firm as a Compliance Officer. As the...
Administration, Finance, Risk Management, Law, etc) Minimum 5 years of AML/CFT compliance experience in banking industry Knowledge... AML/CFT training and workshops Prepare AML-related reporting materials for senior management oversight Perform ad-hoc...
Job Description Compliance Management Strategy & Framework Develop, implement, and establish a comprehensive... compliance management strategy and framework aligned with the Company's business objectives, regulatory and Chubb requirements...
Job Description: 1. Compliance Management Strategy & Framework Develop, implement, and establish a comprehensive... compliance management strategy and framework aligned with the Company's business objectives, regulatory and Chubb requirements...
AML & fraud risk management related management information and system, policies and procedures to manage the financial... crime risks Assist in delivery of training on FCC and fraud risk management Support ad-hoc tasks as requested by Head...
Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders..., Effective communication, Engagement management/delivery excellence, Managing change, Managing quality & risk, Sales excellence...
management experience. We are seeking a high caliber to join us as Chief Investment Officer. Principal responsibilities... management with proven experience in senior management role. Possession of the CFA designation is expected. Possession...
Chinese University Institute of Biotechnology Technician (carrying the job title of ‘Senior QA Officer’ / ‘QA Officer... assessment and CAPA; (b) maintaining and improving quality management system to ensure compliance of cGMP; (c) preparing...
management (e.g. prevent operational loss, reduce operational risk, etc.) Requirements: Degree holder... Compliance Officer....