, and follow up with various parties on potential non-compliance cases Assist in preparing risk management reports for various... experience in investment, compliance or risk management with good knowledge of financial markets and investment products...
and prepare educational materials for investment professionals Conduct risk and control assessments. Prepare reports for senior... management and stakeholders. Liaise with regulatory authorities on compliance matters. Requirements Bachelor's degree...
quantification, internal risk management and regulatory compliance; Design, formulate and maintain the validation and monitoring... of risk quantification, internal risk management and regulatory compliance; To support ad-hoc assignments as requested...
Life at Visa. Job Description Team Summary Visa is looking for a Compliance Senior Manager based in Hong Kong... to serve as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) for Visa's regulated entity in Hong Kong...
and management, ensuring timely delivery and accuracy. Prepare clear and informative compliance communications for staff... risk-mitigating actions. Oversee compliance monitoring of intermediaries' business practices to ensure compliance...
, value for money and management. We put Customer, Quality, Talent and Prudence as the core values that support our guiding... principles. The Job Assist in conducting audits at various sites to assess compliance with the organizational policies...
as soon as possible. Job Description: Chief Risk and Assurance Officer (CRAO) provides strategic leadership and direction for the College's risk management... compliance with laws, regulations, and College policies. 5. Reporting audit and risk findings and recommendations to Senior...
Administration, Finance, Risk Management, Law, etc) Minimum 5 years of AML/CFT compliance experience in banking industry Knowledge... AML/CFT training and workshops Prepare AML-related reporting materials for senior management oversight Perform ad-hoc...
risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies... and make a real impact. Job Family Group: Compliance and Control Job Family: Product Compliance Risk Management...
Job Description Compliance Management Strategy & Framework Develop, implement, and establish a comprehensive... compliance management strategy and framework aligned with the Company's business objectives, regulatory and Chubb requirements...
Job Description: 1. Compliance Management Strategy & Framework Develop, implement, and establish a comprehensive... compliance management strategy and framework aligned with the Company's business objectives, regulatory and Chubb requirements...
Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders..., Effective communication, Engagement management/delivery excellence, Managing change, Managing quality & risk, Sales excellence...
AML & fraud risk management related management information and system, policies and procedures to manage the financial... crime risks Assist in delivery of training on FCC and fraud risk management Support ad-hoc tasks as requested by Head...
Compliance Officer and management and oversee implementation of corrective actions; Monitor, in collaboration with local... allegations, investigations or discipline related to compliance misconduct; prepare reports to local senior management, Legal...
management experience. We are seeking a high caliber to join us as Chief Investment Officer. Principal responsibilities... management with proven experience in senior management role. Possession of the CFA designation is expected. Possession...
Chinese University Institute of Biotechnology Technician (carrying the job title of ‘Senior QA Officer’ / ‘QA Officer... assessment and CAPA; (b) maintaining and improving quality management system to ensure compliance of cGMP; (c) preparing...
management (e.g. prevent operational loss, reduce operational risk, etc.) Requirements: Degree holder... Compliance Officer....
, financial services, information technology, risk management and compliance, human resources, investor relations, ESG and CSR... together resources at speed. We are currently seeking a dynamic and results-driven Investment Fund Services Officer...
The Info Security Ops Group Mgr is a senior management level position responsible for accomplishing results through the...) to support effective monitoring and management of operational risk including controls assurance and ensure issues identified...
to prepare operation risk/compliance related report, ensure timely completion of quality control and risk assessment Regular... are fully complied with the regulations and standard set by the Bank and regulator. Provides support to operation risk...