Senior Officer - Compliance Monitoring, Top Tier Commercial Bank Client Details Our client is a leading commercial... bank in Hong Kong, is currently seeking a dynamic Senior Officer to join their Compliance Monitoring team...
, is currently seeking a dynamic Senior Officer to join their Compliance Monitoring team. Job Description Conduct compliance... monitoring activities to ensure adherence to regulatory requirements. Prepare presentation deck, compliance monitoring finding...
will be considered for the post of Senior Audit and Compliance Officer. If you are looking for an environment of growth.... Job Responsibilities: Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules...
Recruit Ref: L0595553953 Posting Date: 2025-01-28 AAStocks.com Limited Senior Compliance Officer / Assistant... Compliance Manager As part of our team, you are going to: Ensure compliance with the rules and regulations of different market...
they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
Senior Compliance Officer Shopline Payments Limited is looking for a Senior Compliance Officer based in Hong Kong... in Hong Kong. This role will be part of Shopline Payments Global Compliance team. What the Senior Compliance Officer...
Compliance Analyst/Compliance Officer to join the team in Hong Kong. The role serves as the main point of contact for a regulator... various reports and presentations with some guidance from senior Global Compliance management Under guidance from Head...
units to review compliance issues related to the Code of Banking Practice, the Deposit Protection Scheme, FATCA & CRS..., and Customer Data Protection, among others. Coordinate and assist in conducting compliance surveys and review projects. Prepare...
-rounded Compliance officer. We are looking for a candidate who has good and relevant experience working in the following areas... and knowledge to develop his/her skills in other crucial areas of Compliance work. The role reports directly into the Head...
: Compliance Executive/ Senior Executive, Compliance Responsibilities: Assist in investigating and following up complaints... motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible...
As part of our team, you are going to: Ensure compliance with the rules and regulations of different market data.... Review complaints or questions related to compliance issue and provide consultative support. Undertake ad hoc projects...
professional to join us. Department: Sales Compliance Management In this position, you will: Be responsible for formulating... and implementing sales compliance policies and procedures to ensure that all sales activities comply with the requirements of the...
and management, ensuring timely delivery and accuracy. Prepare clear and informative compliance communications for staff... and intermediaries. Support in conducting quality assurance reviews of sales practices to identify compliance risks and propose timely...
Looking for trust compliance bkgd experience ! Must have good understanding of trust and company secretarial... alongside their Trust and Corporate Services Manager main duties include compliance policies and procedures, compliance...
Looking for SFC license type 1 2 3 4 9 compliance bkgd ! well rounded general compliance role ! About Our Client... license. Job Description Report directly to the Head of Compliance whilst working alongside a small team Main duties...
Manager Compliance, Chief Compliance Officer & Senior Management informed of progress of Compliance related affairs in the...Recruit Ref: L0595554045 Posting Date: 2025-01-28 Cargolux Airlines International S.A. Officer Compliance HKG...
About the role This is an excellent opportunity to join an international law firm as a Compliance Officer. As the... Compliance Officer, you will be responsible for ensuring the firm adheres to all relevant laws, regulations and internal policies...
factories : China & Vietnam We are looking for PRODUCT COMPLIANCE OFFICER - with details as follows : THE JOB : Report... to Senior Global Sourcing & Compliance Manager who is based in US Responsible for ensuring that all vendor partners and the...
with less experience may be considered for the post of Assistant Compliance Manager / Officer) We offer competitive remuneration... request by contacting our Personal Data Compliance Officer....
Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies and procedures Ensure the... Advise business units on Compliance matters Proficient in spoken and written English and Chinese Degree holder with 2 years...