and Information Management Program? Reporting to the Director, Enterprise Regulatory Programs, the Senior Manager Records... Programs responsibilities, as required, to fulfill the team’s mandate and comply with Regulatory Compliance Management...
or established securities or another financial services activity regulatory agency Relevant securities courses, e.g. Canadian... culture. Purpose Responsible for ensuring compliance with regulatory expectations regarding client complaint handling...
or established securities or another financial services activity regulatory agency Relevant securities courses, e.g. Canadian... culture. Purpose Responsible for ensuring compliance with regulatory expectations regarding client complaint handling...
in financial services compliance and regulatory support Knowledge of the Canadian residential market, industry trends... requirements Support the Senior Manager in their role as department point contact for external, federal and provincial regulatory...
in financial services compliance and regulatory support Knowledge of the Canadian residential market, industry trends... requirements Support the Senior Manager in their role as department point contact for external, federal and provincial regulatory...
with the regulatory and ethical standards pertinent to the financial services industry. Possess an entrepreneurial mindset..., identifying new opportunities and crafting innovative proposals to expand EY's financial services footprint. Ensure compliance...
and international projects at mid-sized and large Financial Institutions. Experienced Senior Consultants and Managers are expected... guidance of an Engagement Senior Manager and Partner while executing on the technical areas and interacting with the clients...
and international projects at mid-sized and large Financial Institutions. Experienced Senior Consultants and Managers are expected... guidance of an Engagement Senior Manager and Partner while executing on the technical areas and interacting with the clients...
of the financial services industry, including understanding of regulatory requirements of CIRO, insurance commissions...Job Description: Grade: P7 Referral Level: Level 2 Division: IGM Legal & Compliance IGM Financial Inc...
culture. Purpose Reporting to the Senior Manager, Compliance, the Manager has the primary responsibility for the review... Sales Team and provides essential services that support compliance with regulatory requirements surrounding sales practices...
culture. Purpose Reporting to the Senior Manager, Compliance, the Manager has the primary responsibility for the review... Sales Team and provides essential services that support compliance with regulatory requirements surrounding sales practices...
other continuing education requirements as required by the regulators. In-depth knowledge of the financial services industry...Division: IGM Legal & Compliance Location: Toronto IGM Financial Inc. is one of Canada's leading diversified wealth...
of the financial services industry, including understanding of regulatory requirements of CIRO, insurance commissions...Job Description Grade: P7 Referral Level: Level 2 Division: IGM Legal & Compliance IGM Financial Inc...
and Information Management Program? Reporting to the Senior Manager, Records and Information Management, the Manager Records... business requirements. Accountabilities Support the Senior Manager and Director in progressing the design...
Director and Senior Manager to ensure the Canadian Banking Compliance Program Framework is appropriate, sustainable... education is preferred. Minimum of 4 years relevant work experience in the financial services industry, preferably...
Director and Senior Manager to ensure the Canadian Banking Compliance Program Framework is appropriate, sustainable... education is preferred. Minimum of 4 years relevant work experience in the financial services industry, preferably...
and Information Management Program? Reporting to the Senior Manager, Records and Information Management, the Manager Records... business requirements. Accountabilities Support the Senior Manager and Director in progressing the design...
Services (AAS) team as a Senior Manager. This diverse team of professionals are dedicated to exceeding clients’ unique needs... Lead and oversee technical accounting advisory services, ensuring alignment with business objectives and regulatory...
of awareness and knowledge of regulatory compliance requirements, developments and industry “best practices” throughreview... Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund...
of awareness and knowledge of regulatory compliance requirements, developments and industry “best practices” throughreview... Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund...