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Keywords: Senior Manager, Regulatory Compliance , Location: Hong Kong

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Senior Regulatory Compliance Manager, Global Banking - ASP - Global Functions

. We are currently seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, Global Banking - ASP... risks Requirements Significant experience as a regulator, or a senior compliance manager across all areas...

Company: HSBC
Location: Central, Hong Kong
Posted Date: 25 Oct 2024

Senior Associate/ Assistant Manager, Regulatory Compliance

of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance... satisfaction and compliance with regulations. Research and Advisory: Conduct thorough research on regulatory updates, rules...

Company: IQ-EQ
Posted Date: 26 Oct 2024

Senior Associate/ Assistant Manager, Regulatory Compliance

of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance... satisfaction and compliance with regulations. Research and Advisory: Conduct thorough research on regulatory updates, rules...

Company: IQ-EQ
Posted Date: 25 Oct 2024

Senior Manager, Regulatory Compliance & Advisory

to: minimize, if not entirely eliminate, the concerned compliance and regulatory risks, etc; facilitate/support business... controls and processes, and (iii) compliance with regulatory requirements. 3. Facilitating/leading/influencing/enabling ad...

Company: Prudential
Location: Hong Kong
Posted Date: 04 Sep 2024

Regulatory/ Markets Compliance Advisory Manager - Corp Bank

Regulatory/ Markets Compliance Advisory Senior Manager role has opened up in a top international Corporate... / Markets Compliance Advisory Senior Manager to join the compliance team to handle regulatory compliance advisory, regulatory...

Company: Michael Page
Location: Central, Hong Kong
Posted Date: 24 Oct 2024

Regulatory Advisory/ Markets Compliance Manager - Corp Bank

/ Markets Compliance Senior Manager to join the compliance team to handle regulatory compliance advisory, regulatory inquiries... is a multinational Italian corporate and investment bank and they are now opening an exciting role of Regulatory Compliance Advisory...

Company: Michael Page
Location: Kowloon, Hong Kong
Posted Date: 22 Oct 2024

Assistant Vice President, Regulatory Compliance

with relevant regulatory requirements Provide investment & insurance compliance development updates to Senior Management and assess... among its staff members. Responsibilities: Provide advisory services on Investment and Insurance businesses for compliance...

Location: Hong Kong
Posted Date: 10 Oct 2024

Senior Manager, Regulatory Affairs

Job Responsibilities: Oversee the regulatory applications of pharmaceutical products, Advance Therapeutic products..., Chinese medicinal products, medical devices Coordinate and manage simple and complex regulatory submissions in accordance...

Company: DKSH
Location: Hong Kong
Posted Date: 04 Oct 2024

Senior Manager, Regulatory Reporting (Banking)

(a plus) Responsibilities: Prepare and review statutory financial reports, banking returns, surveys, and disclosures to ensure compliance... with regulatory requirements. Ensure timely and accurate submission of banking returns and regulatory reports. Regularly monitor...

Company: Talent Axis
Location: Hong Kong
Posted Date: 26 Oct 2024

Assistant Audit Manager / Audit Manager / Senior Audit Manager (General and Financial Crime Compliance )

.pageuppeople.com/798/cw/en/job/499403/assistant-audit-manager-audit-manager-senior-audit-manager-general-and-financial-crime... to General and Financial Crime Compliance (including banking compliance, sanctions compliance, anti-money laundering (AML), anti...

Company: Bank of China
Location: Hong Kong
Posted Date: 01 Nov 2024

Assistant Vice President / Senior Compliance Manager, Compliance Review

is a plus Candidates with less experience will be considered as Senior Compliance Manager Please send your application with full resume... opportunity. Responsibilities: Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head...

Company: Fubon Bank
Location: Central, Hong Kong
Posted Date: 30 Oct 2024

Asia Pacific Compliance Monitoring Senior Manager

Pacific Compliance Monitoring Senior Manager Department Compliance Monitoring - Product and Distribution Location Hong... management business activities across the APAC region. The team covers a very wide range of regulatory and corporate compliance...

Location: Hong Kong
Posted Date: 30 Oct 2024

Compliance Senior Manager (Corp Bank)

, effective working relationships. Our bank client is hiring Senior Manager Business Compliance Responsibilities Lead ang... and competent to provide advisory services In-depth knowledge of regulatory compliance, banking products, services, operations...

Posted Date: 25 Oct 2024

Senior Compliance Manager - AML

industry. They are now actively looking to recruit a highly skilled and experienced Senior Compliance Manager... departmental operation manuals and AML procedures. Support management with compliance insights and regulatory trends. Mentor...

Company: Charterhouse
Location: Hong Kong
Posted Date: 18 Oct 2024
Salary: HKD60000 - 80000 per month

Regional Compliance Manager / Senior Compliance Manager

Contact Contact email Posted about 15 hours ago A reputable life insurer has a new role for Regional Compliance Manager / Senior Compliance... Manager. The Role: Within this global insurance firm, you will provide compliance advisory to business to ensure business...

Location: Hong Kong
Posted Date: 17 Oct 2024

Senior Business Compliance Manager (Business Risk and Control – Insurance)

://careers.pageuppeople.com/798/cw/en/job/498662/senior-business-compliance-manager-business-risk-and-control-insurance=11232... sales risk control checking, alert and report on regulatory irregularities and potential compliance risk Formulate...

Company: Bank of China
Location: Hong Kong
Posted Date: 16 Oct 2024

Senior Manager, Compliance

including new legal & regulatory trends and requirements, providing sound compliance advice, monitoring and ensuring the... policies and procedures; preparing and submitting regulatory filings; maintaining an effective compliance training program...

Location: Hong Kong
Posted Date: 04 Oct 2024

Senior Manager / Associate Director, Trustee Compliance

Senior Manager / Associate Director, Trustee Compliance Hong Kong The Opportunity Provide advice on MPF related... compliance with all relevant regulatory requirements. What motivates you? You obsess about customers, listen, engage and act...

Company: Manulife
Location: Hong Kong
Posted Date: 17 Sep 2024

Senior Compliance Advisory Manager, Wealth and Personal Banking - Hang Seng Bank (HK)

Compliance Advisory Manager, Wealth and Personal Banking. Principal responsibilities Provide compliance advice for the... are managed in a practical and effective manner Working with the Head of Regulatory Compliance, RBWM & Asset Management and the...

Company: HSBC
Location: Central, Hong Kong
Posted Date: 24 Aug 2024

Senior Officer / Assistant Manager, Compliance

. Conduct regular compliance reviews and assessments to ensure adherence to regulatory requirements and internal policies... and training to employees on compliance matters related Manage regulatory filings and reporting requirements to the SFC...

Posted Date: 13 Sep 2024