with relevant regulatory requirements Provide investment & insurance compliance development updates to Senior Management and assess... among its staff members. Responsibilities: Provide advisory services on Investment and Insurance businesses for compliance...
prosperity of all." Job Summary: The Regulatory Policy & Markets team under Group Compliance manages an internal end-to-end... and Government agencies. It advises HKEX on compliance with relevant laws, rules and regulations across the regulatory landscape...
an Assistant Vice President, Risk Management and Compliance on a two-year fixed term contract. This is an essential senior role... within the Risk Management and Compliance Team to work independently in overseeing the regulatory compliance of Computershare...
regulatory change Compliance implementation / ad-hoc projects Licensing Support coverage for APAC Control Room Policies..., and other regulatory regimes beyond Hong Kong, Singapore, and Australia highly beneficial Prior Compliance project management experience...
opportunity. Responsibilities: Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head... Office requirements Identify and evaluate regulatory compliance risk and control issues and prepare compliance review...
and operation units and advise compliance implications for the implementation of regulatory requirements; Coordinate, undertake... and advise business and support units in relation to ad-hoc compliance surveys or projects; Track and monitor the Bank...
: Core Compliance activities across APAC for MUFG Securities. Principal Duties: APAC regulatory change Compliance... understanding of the key regulatory risk drivers, and supervisory / enforcement priorities for the SFC and MAS. Experience managing...
: Core Compliance activities across APAC for MUFG Securities. Principal Duties: APAC regulatory change Compliance... understanding of the key regulatory risk drivers, and supervisory / enforcement priorities for the SFC and MAS. Experience managing...
among its staff members. Responsibilities: Lead/ coordinate and conduct compliance review on local and overseas operations of the... Bank and its subsidiaries through interviews, document inspection and on-site visits etc. so as to ensure compliance...
Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities... business by handling regulatory and compliance matters for iCapital's business in APAC, together with other members of the APAC...
with less experience will be considered as Assistant Vice President) We offer competitive remuneration commensurate with candidate... or regulators of which at least 6 years was at managerial level Experience in bank compliance/operational risk audit and knowledge...
Vice President position) Functional / Technical Competencies Sound knowledge of internal controls, HK regulatory... to implement the unit’s related compliance review/ regulatory assessment as well as local & regional risk initiatives Lead various...
Vice President position) Functional / Technical Competencies Sound knowledge of internal controls, HK regulatory... to implement the unit’s related compliance review/ regulatory assessment as well as local & regional risk initiatives Lead various...
your career. We are currently looking for an Assistant Vice President, Information Security to assist the VP, Information... for the group. As the Assistant Vice President, Information Security, we will rely on you to: Develop and implement company...
your career. We are currently looking for an Assistant Vice President, Information Security to assist the VP, Information... for the group. As the Assistant Vice President, Information Security, we will rely on you to: Develop and implement company...
service delivery that is also compliant with applicable regulatory requirements. A role you will love The Assistant Vice... President shall provide leadership to a team that handles a cluster of listed issuer clients, with the expectation of good...
Negotiator - Assistant Vice President in our dynamic, fast-paced client-facing Markets legal team, you will be responsible... providing comprehensive legal and regulatory advice related to these documents, ensuring compliance with relevant laws...
as well as the regulatory requirements within day to day operations Ensure approved credit lines are in compliance with the Bank... Ensure compliance with Bank’s internal policies and procedures relating to lending and other credit-related areas...
recommendation on the improvement of branch operation and work processes Ensure the branch operates in compliance with the bank...’s policies, procedures, guidelines and regulatory requirements Requirements: Secondary education or above Minimum 5 years...
related policies and procedures. Formulate and implement measures to address the applicable regulatory requirements related... and regulatory requirements. Good communication and business writing skills. Strong leadership and analytical skills...