on general compliance matters for their SFC license type 1 3 4 9. Client Details My client is Hong Kong based securities firm... Bachelor Degree in Law, Accounting, Finance or related discipline(s) 5-6+ years of compliance experience from securities firm...
Kong based securities firm with about 150 staff globally. They have offices in China, Singapore, and USA. They have SFC... must be able to work independently Job Offer global exposure key contact point with regulator strong compliance culture...