Job Description: Role Job Title: Senior Compliance Manager - Compliance Testing Function Department: Compliance... & Responsibilities: Preparation of Annual Compliance Testing Plan. Carry out Compliance Testing for underlying functions as per the...
monitoring activity to Compliance team / Risk team for onward reporting, closely working with Chief Risk Officer and Investment... CEO / Compliance officer for closure of alerts and reporting requirements pursuant to institutional mechanism, review...
Job Description: Role Job Title: Senior Compliance Manager-FEMA & Trade Function Department: Compliance... department leads to review all departmental compliance policies. Liaise with the senior management to ensure proper...
professionals support regional compliance team with healthcare policies and procedures, development of complex testing templates... and regulation Q&A support to Regional Compliance team in the review and approval of transactions and interactions with health care...
Band Reporting to Manager/Senior Manager - Compliance Location Mumbai Job Summary: The position supports...Job Description: Job Description Position Asst Manager/Manager Function Compliance Department Compliance...
Job Description: Job Title: Manager Audit & Compliance (Finance) Department: Internal Audit Location: Remote... relevant areas as available and identify outliners / key focus areas for testing of internal controls. Execute/conduct...
POSITION: Senior Manager or AVP (depending on experience and qualification) Reports to (Position): Director and Head... - Compliance) Business Unit: Compliance Location: Mumbai Position Purpose: Core Responsibility Investment limit monitoring...
. This position will report directly to a local Mumbai AML Compliance Testing & Monitoring Manager and ultimately to a US-based AML... Compliance Testing & Monitoring Manager. The primary role will be to assist with testing to ensure the firm complies with the...
processes including overall risk reporting. The Manager, Business Assurance and Controls Testing reports to the Assistant Vice... consolidated risk analysis and risk management information for Senior Management as required. This involves: Ensuring compliance...
, independently performing AML TM sampled alerts, drafting of QA results, and reporting results to senior management prepare.../suspicious activities. Function Category Compliance Join us At UBS, we embrace flexible ways of working when the role...
experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Senior... Manager-NAT-Assurance-ASU - TR - Technology Risk - Mumbai/Bangalore ASU - TR - Technology Risk : Assurance's purpose...
. The opportunity : Senior Manager-National-Forensics-ASU - Forensics - Discovery - Mumbai Your key responsibilities... with high-level security risk management frameworks and compliance practices. High-level management of security projects...
The Strategy & Consulting Global Network| CFO & Enterprise Value Practice | DRC Risk and Compliance Senior Manager... Network I Areas of Work: Risk and Compliance | Level: Senior Manager | Location: Gurgaon, Mumbai, Bangalore | Years of Exp: 11...
Job Description: Role/ Job Title: Senior Debt Management Strategy Function/ Department: Collections Job Purpose... As a Project Manager, individual will play a key role in overseeing the planning, execution, and successful delivery of projects...
Audit (Adarsh Audit) score. Compliance Score CSI TMSA usage % KYC Success Ratio SA Buddy App users 2. CRMDMS and IT... support: Support senior management and business functions with analytics and MIS insights for monitoring and managing KPIs...
Audit (Adarsh Audit) score. Compliance Score CSI TMSA usage % KYC Success Ratio SA Buddy App users 2. CRMDMS and IT... support: Support senior management and business functions with analytics and MIS insights for monitoring and managing KPIs...
. Process Audit (Adarsh Audit) score. 3. Compliance Score 4. CSI 5. TMSA usage % 6. KYC Success Ratio 7. SA Buddy App users... CRMDMS and IT support Support senior management and business functions with analytics and MIS insights for monitoring...
and Risk and Compliance. The Global Regulatory Reporting (GRR) function, a part of the Global Financial Control organization... has set up a multi-year program to perform conformance and transaction testing on GRR high-risk reports. The primary...
The Compensation Senior Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing... and year-end planning cycles, system administration and testing, market data, job leveling process, salary structures support...
Senior Associate Job Description & Summary A career in our Cybersecurity, Privacy and Forensics will provide you the.... As a Senior Associate, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy...