clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk... with confidence and innovation. Job Overview: We are seeking a highly skilled Compliance Officer for our FUTU Clearing team...
to join as a Technical Product Manager for Customer & Compliance reporting directly to Head of Planning & Strategy for Enterprise Data... in one or more Compliance domains including AML, KYC, Sanctions Screening Must have experience in Customer data domains including CRM, MDM...
Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Global Compliance Department... department is responsible for ensuring the compliance with anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC...
The Business Analysis Group Manager is a senior management-level position responsible for liaising between business... and influence and negotiate with senior leaders across functions, communicating with external parties as needed Provide evaluative...
that will report to the Compliance Model Validation Manager, in the Risk Management Department, Americas Division. The Compliance Model... fields 4+ years of experience in compliance analytics, BSA/AML model validations, or related domains in financial...
that will report to the Compliance Model Validation Manager, in the Risk Management Department, Americas Division. The Compliance Model... in compliance analytics, BSA/AML model validations, or related domains in financial institutions or consultancies Working knowledge...