clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk... to ensure adherence to AML/KYC (Anti-Money Laundering/Know Your Customer) regulations. Advise hedge fund clients as to the...
Development, or Data Operations Business Acumen: Must have experience in one or more Compliance domains including AML, KYC... to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning...
Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Global Compliance Department in... department is responsible for ensuring the compliance with anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC...