Compliance Associate, Monitoring and Testing will be responsible for conducting global compliance monitoring and testing... compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule...
Compliance Associate, Monitoring and Testing will be responsible for conducting global compliance monitoring and testing... compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule...
. Conduct compliance testing: The senior compliance associate will be responsible for conducting trade surveillance... you to: Review, interpret and code investment guidelines: The senior compliance associate will be responsible for reviewing...
. Conduct compliance testing: The senior compliance associate will be responsible for conducting trade surveillance... you to:: Review, interpret and code investment guidelines: The senior compliance associate will be responsible for reviewing...
We are on the lookout for a talented Senior Associate to join our Cybersecurity Technology Audit team.... This is your opportunity to play a crucial role in enhancing our organization's governance and operational excellence! As a Senior Associate...
Job Description: We are on the lookout for a talented Senior Associate to join our Corporate Functions Internal Audit...! As a Senior Internal Audit Associate within Corporate Functions, you will oversee all stages of the audit lifecycle, including...
Job Description: We are on the lookout for a talented Senior Associate to join our Cybersecurity Technology Audit...! As a Senior Associate within the Cybersecurity Technology Audit Team, you will execute the annual audit plan, participate in audit...
Job Description: We are on the lookout for a talented Senior Associate to join our Treasury, Chief Investment Office...'s governance and operational excellence! As a Senior Associate on the Treasury, Chief Investment Office, and Capital Plannings...
Job Description: We are on the lookout for a talented Senior Associate to join our Commercial Investment Banking... excellence! As a Technology Senior Internal Audit Associate within the Commercial Investment Banking Internal Audit Team...
Job Description: We are on the lookout for a talented Senior Associate to join our Asset and Wealth Management... excellence! As a Senior Associate on the Asset and Wealth Management team, you will lead all aspects of the audit lifecycle...
Job Description: We are on the lookout for a talented Senior Associate to join our Asset Management Internal Audit...! As a Senior Associate on the Asset Management Audit Team, you will lead all aspects of the audit lifecycle including, planning...
Job Description: We are on the lookout for a talented Senior Associate to join our Chief Technology Office Internal... excellence! As a Technology Senior Internal Audit Associate within the Chief Technology Office Audit Team, you will execute the...
Job Description: Join our team as a Senior Associate Internal Auditor, where you'll lead impactful audits..., from planning and fieldwork to reporting, validation, and continuous monitoring. You'll gain high visibility and engage with senior...
he mission of this team is to effectively identify, measure, and oversee market, liquidity, and stress testing risks... members, and the broader financial market ecosystem, ensuring compliance with internal governance and regulatory requirements...
, measure, and oversee market, liquidity, and stress testing risks related to clearing and settlement operations. This role..., ensuring compliance with internal governance and regulatory requirements while providing assurance over essential risk...
compliance with incident management and problem management policies and procedures. Job expectations include serving as a key... focal point for the customer, client, and associate experience and restoring any impacts to those experiences regardless...