- presented by Global Fintech Awards ABOUT THIS ROLE Job Summary: The Senior Compliance Analyst (Trading) will perform... laws and regulations, the Compliance Senior Analyst ensures the integrity and efficiency of our trading operations...
- presented by Global Fintech Awards ABOUT THIS ROLE We are looking for a Compliance Analyst (CIP) for our Customer... Breakthrough Awards 2021 Most Innovative Companies - presented by Fast Company 2021 Best API & Best Trading Technology...
Teams, Operations, Controllers, Legal, Credit, Asset Managers, Compliance, Technology and Treasury to ensure that we provide... business partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients...
credit risk rating matrix and assessing compliance with established financial parameters and keeping current on new..., Relationship Management, Legal, and Compliance, such as to share information on risk exposures to member firms. Apply a basic...
of interaction with revenue desks, sales, external agents, as well as exposure to compliance, credit, regulatory teams, treasury... counterparts, such as agent banks, clients, and trading partners. Showcase your ability to function as a team player in a highly...
sales force, we maintain relationships with our clients, receiving orders and distributing investment research, trading... ideas, market information and analysis. Job Summary & Responsibilities GBM M&S is seeking an Analyst to join our Chief...
, primarily supporting the Mortgage Loan Trading and Structured Finance desks. The group is a multi-faceted diligence and asset... originated conduit loans (bulk & flow). The Transaction Management Associate/Analyst will support the team to ensure corporate...
trading desks, Controllers, Legal, Corporate Treasury and Technology, and will require a strong control mindset... of the firm's market risk appetite, prudent risk management and regulatory compliance for the Firm's market risks...
you'll be providing reasonable assurance that financial reporting is reliable, there is compliance with applicable laws... related to Sales and Trading, Equities, Fixed Income Currencies and Commodities, Investment Banking including prime services...
, primarily supporting the Mortgage Loan Trading and Structured Finance desks. The group is a multi-faceted diligence and asset... portfolios. The Analyst will ensure all assets are diligence in accordance with the scope of the transaction closing requirements...
Breakthrough Awards 2021 Most Innovative Companies - presented by Fast Company 2021 Best API & Best Trading Technology... planning and sprint planning using agile and kanban frameworks. Ensure compliance with the latest regulations, standards...