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Keywords: Senior Compliance Advisor, Location: USA

Page: 1

Senior Technology Risk Advisor

a senior technical risk advisor to support our enterprise AI efforts and help Vanguard deliver on its promise to give investors... decisions that balance the needs of our businesses and protect our client and company data. The senior technical risk advisor...

Company: Vanguard
Location: Malvern, PA
Posted Date: 19 Dec 2024

Coordinator Credentialing Senior - Health Plan Enrollment

Description Summary: The Coordinator Credentialing Senior serves as the first line of defense through the functions... of providing for adequate and qualified staff. Under supervision of leadership, the Coordinator Credentialing Senior is responsible...

Company: Christus Health
Location: Irving, TX
Posted Date: 12 Dec 2024

Regulatory Strategy & Compliance Senior Advisor

Join the Clean Energy Revolution Become a Regulatory Strategy & Compliance Senior Advisor at Southern California...-functional teams and engaging with key external stakeholders. As a Regulatory Strategy & Compliance Senior Advisor, your work...

Posted Date: 12 Dec 2024

Compliance Program Advisor Senior - Chief Operating Officer

as a trusted advisor to business leadership on compliance matters. Provides resolutions to manage and mitigate the identified risks..., policies and procedures to ensure alignment. Communicates and socializes compliance program objectives to senior business...

Location: USA
Posted Date: 27 Nov 2024

Senior Advisor, Compliance Monitoring and Assurance Reporting (Remote Option Available)

and guidance to those performing compliance monitoring in accordance with the program requirements. Informs Senior Compliance... training and/or certification in securities and/or banking industry to support the firm’s compliance monitoring program...

Company: Raymond James
Posted Date: 07 Nov 2024

Senior Compliance Advisor

bank for a modern world. The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. (collectively “Bank... Senior Compliance Officer reports to the Deputy Chief Compliance Officer (CCO) and supports US Compliance mandate to lead...

Company: CIBC
Location: USA
Posted Date: 29 Nov 2024
Salary: $140000 - 190000 per year

Senior Manager - CFIUS Security Compliance Advisor

to succeed and the autonomy to reach your goals. EisnerAmper is looking to hire a Senior Manager to join its Risk... and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance...

Company: EisnerAmper
Location: New York
Posted Date: 08 Nov 2024

Associate, Compliance Advisor, Private Wealth Group

and relationship-oriented bank. CIBC seeks a Compliance Advisor that will be instrumental in supporting the execution of the... regulations. In this role the PWG Compliance Advisor (“PWG CA”) will be responsible for providing compliance support and oversight...

Company: CIBC
Location: Madison, WI
Posted Date: 21 Dec 2024

Chief Compliance Officer - Voya Financial Advisors

as a principal adviser to senior management of Voya Financial Advisors and will lead a team of 11 Compliance professionals throughout... Opportunity: The Chief Compliance Officer for Voya Financial Advisors is responsible for the effective leadership of the...

Company: Voya
Location: Connecticut
Posted Date: 20 Dec 2024

Chief Compliance Officer - Fifth Third Wealth Advisors

compliance with regulations. Provide periodic reports to senior management and Board committees on industry trends, state of the... next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer, this position...

Company: Fifth Third Bank
Location: Charlotte, NC
Posted Date: 16 Dec 2024

Compliance Advisor - Institutional Services

Overview: This Senior Vice President level role provides guidance on complex compliance risk management activities... at-large. Primary Responsibilities: Consult with senior managers of business units on complex compliance matters. May...

Company: M&T Bank
Location: New York City, NY
Posted Date: 13 Dec 2024
Salary: $122746.73 - 204577.88 per year

Regional Environmental Compliance Advisor (USAID/AFR)

requires a qualified and experienced Regional Environmental Compliance Advisor to support assistance programs in sub-Saharan... Africa. The Regional Environmental Compliance Advisor (RECA) will serve as a member of the Environment Compliance Team...

Company: ZemiTek LLC
Location: Washington DC
Posted Date: 06 Dec 2024
Salary: $115000 - 135000 per year

Finance and Compliance Advisor for eSwatini

Description : Summary of Role: The Finance and Compliance Advisor works to support the ASAP II project in eSwatini... and prevention, procurement, financial sustainability, compliance with USG rules and regulations, procedures, standard provisions...

Company: IntraHealth
Location: Chapel Hill, NC
Posted Date: 29 Nov 2024

Compliance Testing Advisor - Institutional Services & Wealth Management and M&T Institutional Broker Dealer

Overview: The Compliance Testing Advisor is responsible for the managing, leading, and execution of compliance... with applicable laws, rules & regulations. The Compliance Testing Advisor is also responsible for the oversight and coaching of team...

Company: M&T Bank
Location: USA
Posted Date: 15 Nov 2024
Salary: $85104.04 - 141840.06 per year

Operational Compliance Advisor

response(s) to relevant inquiries by regulatory agencies as directed by TransUnion’s Chief Compliance Officer and other senior... of our team – you’ll work with great people, pioneering products and cutting-edge technology. As Advisor of Operational...

Company: TransUnion
Location: Chicago, IL
Posted Date: 14 Nov 2024

Tax Advisor - Federal/State Tax Compliance

compliance with federal, state, and other tax laws. The Tax Advisor will be pivotal in preparing, reviewing, and filing tax... documents and will work closely with senior management to identify opportunities for tax optimization and compliance strategy...

Company: Bank of America
Location: USA
Posted Date: 14 Nov 2024

Lending Compliance Advisor

The Lending Compliance Advisor is responsible for supporting WPCU’s Compliance program’s daily activities to promote.... Provide support to the Senior Manager, Lending Compliance in scheduling and conducting meetings with business partners...

Posted Date: 30 Oct 2024

Resident Advisor (Compliance Officer)

Falls Pre-Release Services, Inc. Position: Compliance Officer Job Classification: Non-Exempt Reports To: Compliance... Officer Supervisor; Compliance Officer – Shift Manager Supervises: Residents, Jail Alternative Clients, Visitors...

Posted Date: 29 Dec 2024
Salary: $18.2 per hour

Fixed Income Compliance Advisor - Municipals and Rates

Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily... report to senior business and functions management on compliance and regulatory developments and issue remediation. Manage...

Posted Date: 20 Dec 2024

Sr. Advisor, Compliance, Branch Examination (Remote Option Available)

and guidance to compliance efforts in assigned business entity. Informs appropriate Senior Management about issues that may... processes to detect and address potential compliance problems. Researches compliance issues. Alerts Senior Management...

Company: Raymond James
Location: USA
Posted Date: 17 Nov 2024