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Keywords: Senior Broker | Transactional Risk, Location: USA

Page: 1

Senior Broker | Transactional Risk

We've been retained to lead the search for a Senior Corporate Lawyer focused on private equity / private M&A deals... legal and commercial skill-set within a transactional environment. Please contact Sunny Everton in confidence. Visit the...

Company: IDEX Consulting
Location: USA
Posted Date: 28 Nov 2024

Senior Advisor, Transactional Risk

, in accordance with company policies.): Senior Advisor, Transactional Risk We will count on you to: Serve as the primary senior... Transactional Risk Practice representative for Marsh on the US west coast with respect to the Representations and Warranties...

Company: Marsh McLennan
Location: San Francisco, CA
Posted Date: 18 Dec 2024

Senior Counsel, Contracts

financial freedom. Empower Yourself. The Senior Counsel Contracts role offers an opportunity for an experienced attorney... will provide legal advice and draw upon proficiency in evaluating legal risk and risk mitigation strategies to advance business...

Posted Date: 15 Jan 2025
Salary: $135300 - 196125 per year

Financial Crimes - KYC Operations - Senior Manager

processes (commercial, retail, private banking, broker dealers) and transactional flows; - Knowledge of common and emerging...Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Manager...

Company: PwC
Location: New York City, NY
Posted Date: 10 Jan 2025

Senior Commercial Lines Account Manager

to maintain their own unique, regional culture. HUB is the 5th largest global insurance and employee benefits broker, providing... a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management...

Location: El Paso, TX
Posted Date: 07 Jan 2025

TAX SENIOR MANAGER II

broker-dealer and a US branch of our parent company in Spain, BBVA, S.A., conducting Global Markets, Global Transactional... changes. Tax Advisory Tax assistance, in collaboration with Tax Department senior staff, in evaluating the tax...

Company: BBVA
Location: New York City, NY
Posted Date: 04 Jan 2025
Salary: $150000 - 185000 per year

Energy Settlements Analyst II / Senior | Regulatory Compliance & Market Transactions

Settlements Analyst II / Senior | Regulatory Compliance & Market Transactions Are you passionate about energy markets..., regulatory compliance, and data-driven decision-making? As an Energy Settlements Analyst II or Senior, you'll play a critical...

Company: APS
Location: Phoenix, AZ
Posted Date: 08 Dec 2024

Data Analytics, Anti Money Laundering Senior Consultant

Sanctions domain. As a Data Analytics, Anti-Money Laundering Senior Consultant, you will have the opportunity to be on the... of an analytics Senior Consultant on one of these projects may include: Work with a team of data analytics experts, software...

Company: Deloitte
Location: Albany, NY
Posted Date: 24 Nov 2024

Oliver Wyman - Senior Compensation Analyst - Boston

company of a number of the world's leading risk experts and specialty consultants, including Marsh, the insurance broker..., operations, risk management, and organization transformation. Over 7,000 professionals help clients optimize their business...

Company: Marsh McLennan
Location: Boston, MA
Posted Date: 03 Nov 2024

Senior Consultant, Economic Consulting - Securities Commodities & Derivatives

, derivative valuation or risk management roles in a broker-dealer, bank, an asset manager or an energy/commodity trader Work... across securities, commodities and derivatives on a wide range of transactional, advisory and contentious matters. We provide clients...

Company: FTI Consulting
Location: New York City, NY
Posted Date: 27 Oct 2024

Senior Consultant, Economic Consulting - Securities Commodities & Derivatives

, derivative valuation or risk management roles in a broker-dealer, bank, an asset manager or an energy/commodity trader Work... across securities, commodities and derivatives on a wide range of transactional, advisory and contentious matters. We provide clients...

Company: FTI Consulting
Location: New York City, NY
Posted Date: 26 Oct 2024

RCA SENIOR MANAGER I

, global lending and transactional businesses for international and domestic corporate clients and institutional investors... will be responsible for the Risk Control Assurance tasks for front, middle and back office of the BBVA USA entities. This position...

Company: BBVA
Location: New York City, NY
Posted Date: 18 Jan 2025
Salary: $135000 - 150000 per year

Senior Trade Compliance Specialist

Compliance Manager in providing strategic, risk-based direction to internal customers as it relates to import compliance...: U.S. Customs broker license Expertise in free trade agreement qualifications, rules of origin and other customs regulations SAP...

Company: Covestro
Location: Pittsburgh, PA
Posted Date: 18 Jan 2025

Senior Manager, Scotia Capital (USA) Inc. Controller

and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products.... Responsible for preparing key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...

Company: Scotiabank
Location: New York City, NY
Posted Date: 10 Jan 2025

Senior Manager, Scotia Capital (USA) Inc. Controller

and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products.... Responsible for preparing key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...

Company: Scotiabank
Location: New York City, NY
Posted Date: 09 Jan 2025

Oliver Wyman - Learning Technology & Operations Manager

Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR..., risk management, and organization transformation. Over 7,000 professionals help clients optimize their business, improve...

Company: Marsh McLennan
Location: Chicago, IL
Posted Date: 19 Jan 2025
Salary: $90000 - 140000 per year

Oliver Wyman - Manager, Finance M&A

experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk... expertise in strategy, operations, risk management, and organization transformation. Our 7000 professionals help clients...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 18 Jan 2025
Salary: $120000 - 175000 per year

Fraud Management Sr Manager

and services, including commercial and wholesale banking, retail, private banking, broker-dealers, and transactional flows...Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Manager...

Company: PwC
Location: New York City, NY
Posted Date: 18 Jan 2025

Director, Equities Compliance

Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... Equities Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance...

Company: Bank of the West
Location: New York City, NY
Posted Date: 15 Jan 2025

Fraud Management - Manager

, wholesale, private banking, broker-dealers, and transactional flows - Awareness of common and emerging issues impacting..., conduct internal fraud programs and risk assessments, and enhance existing internal fraud operations processes...

Company: PwC
Location: New York City, NY
Posted Date: 11 Jan 2025