functions & responsibilities Assist Registered Product Chief Compliance Officer with the annual assessment and maintenance... Registered Product Chief Compliance Officer with the review and assessment of investments and related business activities...
Associate General Counsel specializing in global corporate compliance and privacy, reporting to the General Counsel. This person... weaknesses and non-compliance situations and take corrective action when necessary. Work closely with Product Legal to ensure...
leading the product development, project management and fund onboarding efforts related to alternative investments.... You will have regular interaction with senior management across AWM's alternative investments business, while working in close collaboration...