Top Tier Futures firm is looking for a Senior AML Manager to join their growing team. This is an excellent opportunity... to be responsible for leading the Company’s Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) compliance...
world’s most sophisticated clients using leading technology and exceptional service. The Program Manager (PM... Risk) and Compliance (e.g., AML, Trade Surveillance). Programs or projects involve the delivery of enhanced risk...
number of US and benefit plan investors. 2. Reports capital activity to the fund manager in a prompt and efficient manner. 3. Issues trade... confirmation, statements and reports to investors and dealing with investor queries. 4. Completes all appropriate AML, KYC...
, and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored... and is accountable to meet all program requirements (e.g., Operating Group Compliance Program, AML Program Framework). Builds awareness...
that staff places primary focus on high priority investigations. 3. Maintains a strong connection with the AML investigation... us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride...
where we operate. Job Responsibilities: You will develop a leading broker dealer AML program to monitor transactions and customer..., you will monitor industry trends and ensure compliance with all relevant BSA/AML and securities laws, including guidance and red flags...