representative sales, as well as quality assurance for the enterprise. This role will review both commission based and advisory.... What you do: Supervise sales activity of registered representatives and the Office of Supervisory Jurisdiction in assigned segment. Make...
to suitability of registered representative sales, as well as quality assurance for the enterprise. This role will review... presence. What you do: Supervise sales activity of registered representatives and the Office of Supervisory Jurisdiction...