We are seeking a dynamic and experienced Senior Compliance Officer to join our Compliance team at GRD, a leading Indian... adheres to regulatory requirements and internal policies, while proactively identifying and mitigating compliance risks...
an experienced candidate for the position of: Legal & Compliance Officer This is a fantastic opportunity to join a dynamic... & responsibilities Regulatory Compliance: Monitor and ensure compliance with SEBI AIF regulations and other legal statutes. Policy...
Job Description: In Scope of Position based Promotions (INTERNAL only) Job Title: Compliance Officer – IPB... basis. The role will be governed by RBI circular on compliance functions in Banks and role of Chief compliance officer...
Group Chief Compliance Officer Location: Mumbai Key Deliverables 1) Regulatory Compliance: a. Stay... in compliance teams for AMC with exposure across products of MF, PMS and AIF. 3) Strong analytical skills with expertise...
monitoring activity to Compliance team / Risk team for onward reporting, closely working with Chief Risk Officer and Investment... CEO / Compliance officer for closure of alerts and reporting requirements pursuant to institutional mechanism, review...
- Compliance) Business Unit: Compliance Location: Mumbai Position Purpose: Core Responsibility Investment limit monitoring... with Chief Risk Officer and Investment Risk Professional on aspects related to investment limits / breaches, continuous review...
Regulations / Company Law / SEBI Regulations / compliances of LLP; Handling all Secretarial Compliances of listed entity...; Filing of necessary forms and reports with ROC / MCA / Stock Exchanges / SEBI / RTA etc. in e-mode and XBRL modes...
, Virtualisation and Network for the technology solution deployments. Overseeing compliance and Infosec through Ciso and managing... governance and information security, Sebi circulars and Soc. Monitor and manage routine IT operations by collaborating...