Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... in a regulated environment and knowledge of the risk and compliance requirements associated with this. Conduct Rules...
Job Description: Job Title Employee Compliance Global Compliance Officer Location London Corporate Title Vice... President Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees...
General: Job Description & Person Specification Job Title: Senior Compliance Officer: Group and UK Division...: Compliance – Risk & Compliance Key Relationships: Internal: Group Head of Compliance/ UK SMF16, Heads of EU and North America...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
Employability Compliance Officer – Skills & Employability Up to £28,000 per annum depending on experience Greenwich... As Employability Compliance Officer you will support our Employability provision ensuring that all supporting documentation and claims...
I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team... on a temporary basis. This role will be based in the City of London. Compliance Officer, City of London Viewed as the subject...
We are currently seeking two Asset Compliance Officers, specialising in fire, electrical, and asbestos compliance..., to join us on a 12-month fixed-term contract. The main purpose of these roles is to support the Compliance Manager in monitoring...
reporting. Maintain and update the organisation’s strategic risk register in collaboration with Department Heads. Support the.... Assist in governance-related reporting cycles and compliance activities to align with organisational objectives. Liaise...
with global compliance, legal, and risk teams to ensure a unified approach. WHAT YOU'LL GET You'll join a culture...Are you motivated by the opportunity to shape a global compliance strategy and promote a culture of integrity at the...
strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture... and motivated Compliance Expert to join its EMEA Regulatory Compliance team in London. This role will focus on Client Facing...
to Compliance and/ or your supervisor as required. To escalate risk events immediately. To provide input to risk management..., etc). Experience working in a regulated environment and knowledge of the risk and compliance requirements associated...
to Compliance and/ or your supervisor as required. To escalate risk events immediately. To provide input to risk management..., etc). Experience working in a regulated environment and knowledge of the risk and compliance requirements associated...
and knowledge of the risk and compliance requirements associated with this. *candidates with the experience outside... and reporting to regulators. Ensuring compliance with the company's regulatory requirements under the FCA and any other relevant...
and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based.... Validate remediation actions stemming from assurance work, to ensure effective completion. Facilitate the Compliance Risk...
and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based.... Validate remediation actions stemming from assurance work, to ensure effective completion. Facilitate the Compliance Risk...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... advice to Optiver's Commodities, Fixed Income, and FX traders. Draft policies and guidance on compliance matters applicable...
The role is responsible for the Coats Group consolidated tax risk and reporting matters. Additionally the role... is responsible for all UK direct tax and indirect tax matters, comprising tax controversy, tax reporting and forecasting, tax risk...
. What to expect Reporting to the Co-Founder and Chief Product Officer, you’ll lead a cross-functional team—including Risk Strategy... more informed, data-driven risk models. Ensure compliance: Work with legal and compliance teams to maintain alignment with FCA...
to Financial Institutions Monitor compliance to Board approved Credit Risk Appetite (as applicable to Financial Institutions... within the Risk function and compliance with applicable internal policies, and external laws and regulations. Continuously...
and controls for financial crime risk management To support the Chief Money Laundering Reporting Officer and Head of Financial... and make recommendations to the business to enable it to ensure effective risk management and compliance with financial crime...