for building advanced quantitative models and analytical tools for valuation risk and regulatory capital pertaining to the three... of markets. The Controllers division is responsible for financial control and regulatory obligations of the firm...
solutions for our chosen client base and comprises of product, sales, implementation, client services, planning and risk... functions MAIN PURPOSE OF THE ROLE Responsible and accountable as a Business Development Manager – “BDM” (Trade & Working...
Investments. Role Details: As a Senior Product Development Manager you will be: Overseeing and project managing the design... launches, market trends, structural innovations and evolving regulatory changes in particular in relation the above asset...
Legal Counsel will provide legal services to the Corporate, Governance, M&A, Regulatory and Legal Watch team of Crédit... manager letters) · CACIB London Terms of Business and related processes Corporate Governance and M&A Advisory...
operational excellence in the non-investment front office and client operations of a fast growing division of Global Asset Manager... from within ideally a Global Asset Manager. Demonstrable experience to effectively work as a player coach with high personal...
industry Deep understanding and working knowledge of AML regulatory, compliance and risk related matters Superior... strategy that reflects the organization’s risk profile, regulatory/legal requirements, and current risk trends Demonstrate...
to junior staff members. Comprehensive understanding of risk management frameworks, internal controls and regulatory... ownership of the complete audit process, from planning and risk assessment to fieldwork execution, documentation, and reporting...
and Commodities) Sales and Trading businesses. MSC's primary function is to manage compliance and regulatory risk through the... development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory...
: Assist Risk Management and other assurance colleagues in periodic assessments of regulatory compliance KRIs. Contribute... as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via...
understanding of KYC regulatory guidance, and risk and controls is therefore essential, in addition to comprehension of business...” is set up to support MUFG Bank and Securities business to manager the client KYC for New Business and Periodic assessments...
project manager. You will be expected to: Assist the risk assessment, scoping and planning of a review Assist in executing... of control risk, provide advice to management in developing control solutions and monitor the implementation of management...
exchange, we list innovative capped-risk derivatives contracts on a wide range of global financial markets. About the role... production of high-performance, low-latency software to support the exchange, reporting to the Technical Manager for CDNA. You'll...
risks and report to the Risk Department Provide support to the branch manager and deputy branch manager in the areas... met Conduct regular review of the accounts and high-risk customers according to the internal policies and provide high risk...
existing ways of working Excellent understanding of regulatory compliance and risk management Passionate about delivering... Chief Controls Office, responsible for supporting the Outcome Testing Manager and Senior Retail Quality Assurance Manager...
To Group Manager Working Hours 35 hours per week, 9:30am to 5:30pm but additional hours may be required. We are happy... clients in their due diligence and in navigating the complex regulatory processes associated with corporate insurance...
Financing and CLO Collateral Administration and Trustee Services as well as general regulatory support. Scope of Work... Provide legal advisory, regulatory and documentation support to the FX Services Team, the Fund of Fund Financing Team, the CLO...
to funds and payouts. We also help merchants connect with their customers, process exchanges and returns, and manage risk... role in ensuring PayPal UK Limited (PPUK) meets its regulatory and governance obligations through effective data management...
looking for a Portfolio Analyst to be based in London or Manchester on a fixed term contract (21 months), reporting into the Portfolio Manager... of Boiler Services arranged by PMS to ensure delivery within expected timescales. Ensure JLP's adherence to any conduct risk...
of defined contribution plans and their way of functioning, including regulatory and governance aspects aligned with market... Play an important role in investment manager searches, asset allocation studies, investment policy reviews and other ad-hoc...
for regulatory filings and managing all associated documentation. What you’ll do Reporting to a Product Development Manager... responsibly for prospectus and regulatory submissions: Development - taking ownership of the development cycle from initial...