Job Summary Job Description What is the Opportunity? The Associate Director, CUSO Business Continuity Risk... as well as monitor the internal and external environment to keep abreast of organizational, regulatory, strategic...
integrity of financial statements. It also ensures compliance with external/regulatory reporting requirements, adherence... planning (CCAR), broker-dealer and bank regulatory reporting, and Treasury/liquidity reporting processes...
in market data services, regulatory compliance, and vendor management. Adept at ensuring adherence to exchange policies... have appropriate market data controls and reporting mechanisms. · Understand market data distribution architectures and supporting...
Compliance Associate, Monitoring and Testing will be responsible for conducting global compliance monitoring and testing... activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This position...
Compliance Associate, Monitoring and Testing will be responsible for conducting global compliance monitoring and testing... activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This position...
Resiliency Risk, U.S. Cyber and Technology Risk Management team, the Associate Director, Cyber and Technology Risk..., and processes with the RBC IT Risk Management framework, providing IT Risk performance management and reporting governance...
reporting to the Associate Director of Shared Data Management Services & Governance. What will you do? Support data... evolution of RBC’s data strategy and influences strategic investments in data to support business strategy and regulatory...
Job Summary Job Description What is the Opportunity? The Quality Control Associate Director is key to the overall...) process evaluates all Corrective Actions (CA) throughout the Regulatory Remediation Lifecycle to ensure that evidence...
of benefits to its employees. Role Description Reporting to the Data Analytics Vice President, FCC Analytics, in the... Compliance Department, Americas Division, the Data Analytics Associate performs detailed analytics work in an independent fashion...
Job Description: We are on the lookout for a talented Senior Associate to join our Asset Management Internal Audit...! As a Senior Associate on the Asset Management Audit Team, you will lead all aspects of the audit lifecycle including, planning...
on the behalf of the Vice President ("VP") and report into the VP. Associate have responsibility for overseeing the process... of all transaction examination activities in accordance with regulatory requirements Bank Secrecy Act/Anti Money Laundering/Office...
Job Description: We are on the lookout for a talented Senior Associate to join our Chief Technology Office Internal... excellence! As a Technology Senior Internal Audit Associate within the Chief Technology Office Audit Team, you will execute the...
Job Description: Data Analytics Solutions Associate - CCB Department The Internal Audit Department provides the... Ohio. As an Analytics Solutions Associate you will partner with Internal Auditors to leverage data, technology...
("FLRC") Team, the Associate will enable effective and efficient strategy execution and comprehensive management of risk.... In addition, the First Line Resilience & Control Associate will work with the three lines of defense in reviewing and monitoring...
. As a Senior Associate in our Internal Audit group you will strengthen internal controls. The Commercial and Investment Bank (CIB...) Dodd-Frank/Volcker Audit Team manages a program of audit coverage over the CIB's regulatory compliance-related controls...
across functions including regulatory reporting, IT and other stakeholders to help support, drive, and execute target state plans... state architecture/design solutions. Support monthly and quarterly regulatory reporting and financial reporting processes...
relationships. HOW YOU WILL FULFILL YOUR POTENTIAL Reporting to the Americas Head of Event Management, this role supports event... to that budget. Manage weekly approvals with global team, and manage regular financial reporting Develop brand and messaging...
from the regulatory issue and to ensure documentation appropriately evidences remediation activities Tracking and reporting...Job Summary Job Description What is the Opportunity? Reporting to the Director, Cyber and IT Risk within Group...
will encompass liaising with internal stakeholders on Anti-Money Laundering (AML) regulatory requirements and firmwide policies... and external reporting Required qualifications, capabilities, and skills Bachelor's degree required 3+ years BSA/AML and KYC...
) regulatory requirements and firmwide policies. Operating globally across the Commercial & Investment Bank (CIB... Maintain detailed metrics to support internal and external reporting Required qualifications, capabilities, and skills...