counsel when needed for regulatory matters Act independently with sound judgment on escalation Communicate effectively... to provide strategic legal support and ensure the firm is meeting its legal and regulatory obligations while successfully...
counsel when needed for regulatory matters Act independently with sound judgment on escalation Communicate effectively... leaders across the firm to provide strategic legal support and ensure the firm is meeting its legal and regulatory obligations...
Summary Counsel is responsible for providing legal and regulatory advice related to state insurance laws... and operations teams on applicable state insurance laws including acting as a dedicated regulatory counsel for specific region...
Summary Counsel is responsible for providing legal and regulatory advice related to state insurance laws... and operations teams on applicable state insurance laws including acting as a dedicated regulatory counsel for specific region...
Summary Counsel is responsible for providing legal and regulatory advice related to state insurance laws... and operations teams on applicable state insurance laws including acting as a dedicated regulatory counsel for specific region...
an experience to our stakeholders that delivers on our promises. POSITION SUMMARY: Kemper Life is seeking a Regulatory... Compliance Counsel. This role within the Legal Department of Kemper Life reports to the Division Compliance Officer, Life...
Job Description: Position Title: General Counsel Reports to: Superintendent of Schools Job #: XXXX Payroll...: $195,000-$202,878 Position Summary: The General Counsel is a strategic leader and trusted advisor responsible for overseeing the legal...
, and data protection agreements directly with external clients and their counsel. Collaborate strategically with partners... from other areas of the business to advise on new business offerings, identify legal or regulatory challenges and present effective...
, and data protection agreements directly with external clients and their counsel. Collaborate strategically with partners... from other areas of the business to advise on new business offerings, identify legal or regulatory challenges and present effective...
. Job Overview Position Schedule: Home Office Senior Compliance Counsel - Investment Advisory Compliance In this role... ability to foster meaningful and deep relationships across the organization. As Senior Compliance Counsel, you will need to demonstrate...
Recruiter Liza Armstrong Opportunity Overview Senior Compliance Counsel - Investment Advisory Compliance..., and the ability to foster meaningful and deep relationships across the organization. As Senior Compliance Counsel...
-based counsel to defend our brands. We champion our culture of compliance and live our corporate values of integrity... a highly motivated Counsel, Global Ethics & Compliance to join the Legal Department, reporting to the Associate General Counsel...
here at Stifel, where success meets success. What You'll Be Doing: The Senior Compliance Analyst - Regulatory Affairs conducts... independent reviews related to regulatory inquiries and examinations. The Senior Compliance Analyst will gather and validate data...
, and regulatory guidelines. This position is responsible for overseeing the evaluation of and reporting on the effectiveness of the... appropriate internal audit scope and objectives, and audits of information technology and regulatory compliance. Oversees the...
, and elsewhere throughout the Firm. Maintain professional relationships with outside counsel, vendors, courts, and other third... environment or functionally-equivalent experience in securities industry required. Litigation and/or regulatory experience...
, and elsewhere throughout the Firm. Maintain professional relationships with outside counsel, vendors, courts, and other third... and/or regulatory experience preferred. Ability to comprehend legal documents. Ability to accurately assess risk and prioritize work...
Provides regulatory advice and interpretation relating to internal and external rules, regulations and policies... and records, including pleadings and recommendations from counsel to determine case merit and assess potential risk...
with clients, providing counsel on complex litigation issues, financial transactions, and regulatory compliance. Responsibilities... and mediation proceedings. Collaborate effectively with clients, opposing counsel, experts, and internal teams to develop...