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Keywords: Regulatory Compliance Risk Senior Associate (Banking Internal Audit), Location: New York City, NY

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Regulatory Compliance Risk Senior Associate (Banking Internal Audit)

Services Internal Audit Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business... Minimum 2 years of related work experience working in compliance, risk management or internal audit departments at commercial...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 08 Apr 2025
Salary: $103700 - 155500 per year

Regulatory Compliance Risk Senior Associate (Banking Internal Audit)

Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs... working in compliance, risk management or internal audit departments at commercial/retail banks or other financial...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 01 Mar 2025
Salary: $103700 - 155500 per year

Temporary Supervisor – Wholesale Credit Risk (Internal Audit – Regulatory Validation)

one like you and that’s why there’s nowhere like RSM. Temporary Supervisor – Wholesale Credit Risk (Internal AuditRegulatory Validation) Global... remediation. Qualifications: Experience: 6+ years in internal audit, credit risk, or regulatory roles, with a strong focus...

Posted Date: 15 Apr 2025

Regulatory Compliance Risk Senior Associate

Job Description: As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow... Minimum 2 years of related work experience working in compliance, risk management or internal audit departments at commercial...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 12 Mar 2025
Salary: $103700 - 155500 per year

Temporary Manager –Internal Audit - Consumer Compliance and Regulation W (Global Banking)

internal controls to ensure Reg W compliance. Present complex regulatory findings to senior stakeholders across IT... Consumer Compliance initiatives. Audit experience in global banking, including assessing internal controls, compliance...

Posted Date: 19 Feb 2025

Senior Associate – Risk Consulting, Internal Audit (Global Banks)

and advancement. As a Senior Associate in RSM’s growing Regulatory Compliance Practice, focused specifically on serving Global... compliance fundamentals, regulatory environment, and terminology relevant to the global banking sector. Build an internal...

Posted Date: 21 Mar 2025
Salary: $67500 - 127600 per year

Internal Audit-New York-Associate- Regulatory Relations Team

Job Description: Internal Audit's (IA) mission is to independently assess the firm's overall control environment... Management, Platforms Solutions, Finance, Compliance, Global Banking & Markets, and Engineering. Our group has unique insight...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 13 Apr 2025
Salary: $85000 - 140000 per year

Financial Risk and Regulatory - Resolution Planning - Senior Associate

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Senior Associate... Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients...

Company: PwC
Location: New York City, NY
Posted Date: 20 Feb 2025

FID, Regulatory and Audit Engagement - Analyst/Associate

risk, compliance/conduct, regulatory & audit, sales/product governance, transactional risk. As a front office risk... with respect to certain Regulatory and Internal Audit, Compliance Testing and other matters that have a relevant FID element. The...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 14 Apr 2025
Salary: $65000 - 125000 per year

East Region Internal Audit & Financial Advisory Consulting (Financial Services Industry) Director

, our team is seeking specific audit expertise in capital management, liquidity, and regulatory reporting within banking...JOB REQUISITION East Region Internal Audit & Financial Advisory Consulting (Financial Services Industry) Director...

Company: Protiviti
Location: New York City, NY
Posted Date: 16 Mar 2025

R&R FS - Financial Risk Transformation - Senior Associate

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Senior Associate... to build quality relationships. Uphold the firm's code of ethics and business conduct. As a Senior Associate of the Risk...

Company: PwC
Location: New York City, NY
Posted Date: 10 Feb 2025

Senior Associate – Consumer Compliance Consulting (Global Banks)

of capacities. As a Senior Associate in RSM’s growing Regulatory Compliance Practice, focused specifically on serving Consumer... Power of Being Understood. As a Senior Associate focused on serving our Global Banking clients, you will be an integral team...

Posted Date: 18 Feb 2025
Salary: $67500 - 127600 per year

US Analyst - Securitization Risk Monitoring and Reporting Associate

and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements, including... - Securitization Risk Monitoring and Reporting Associate Contract type Fixed-Term Contract Term (in months) 24 Expected start...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025

R&R FS - Financial Risk Transformation - Experienced Associate

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Associate... Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients...

Company: PwC
Location: New York City, NY
Posted Date: 10 Feb 2025
Salary: $75000 - 118000 per year

IT Applications Audit Associate

, CRI, etc...) and related regulatory expectations (i.e. NYS DFS 500, FFIEC, etc…) Knowledge of audit techniques, risk... of 3 years' experience in the banking and finance/technology industry to conduct audit coverage for the firms IT...

Posted Date: 28 Feb 2025

Markets & Banking Auditor

: $80,000 - $100,000 Position Summary: The Associate Markets and Investment Banking Auditor will work closely with senior audit leadership... and banking operations. The role will focus on conducting risk-based audits, ensuring compliance with financial regulations...

Company: BGC
Location: New York City, NY
Posted Date: 22 Mar 2025
Salary: $80000 - 100000 per year

VP, Operational Risk & Resilience, Global Markets

Risk projects and initiatives (i.e., Regulatory/Audit Remediation) that that impacts GM, as required. Business... the VP to interact directly with GM stakeholders, including senior executives, to methodically resolve non-financial risk...

Company: Bank of the West
Location: New York City, NY
Posted Date: 29 Mar 2025
Salary: $79800 - 148000 per year

Front Office Risk and Controls Consultant

and reviews from internal audit, regulators, compliance teams, and other stakeholders. Prepare reports for front office senior... Department: Banking Americas (COO Office) Role Overview: We are seeking a Front Office Risk and Controls Associate...

Company: BizTek People
Location: New York City, NY
Posted Date: 21 Mar 2025

Control Manager, Senior Associate

. Compliance, Legal, Operations, Technology, Internal Audit) while engaging diverse perspectives Drive business readiness... and serve as liaison for Audit, regulatory, and Compliance responses and exams Collaborate with central support teams...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 06 Apr 2025

Senior Associate, RAS – Financial Services

-Oxley (“SOX”). In this role, the RAS-FS Senior Associate participates in all stages of internal audit or consulting... services experience within a public accounting firm or financial institution performing internal audit, compliance, risk...

Company: BDO
Location: New York City, NY
Posted Date: 01 Feb 2025
Salary: $85000 - 100000 per year