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Keywords: Regulatory Compliance Officer, Location: Dallas, TX

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Regulatory Compliance Officer

The Regulatory Compliance Officer is responsible for supporting the companys adherence to relevant regulations.... This role involves assisting with regulatory license maintenance, liaising with regulators, and helping ensure compliance...

Location: Dallas, TX
Posted Date: 04 Mar 2025

Perm - Leadership - Director of Regulatory Compliance (Days) Dallas TX

-wide initiatives with a regulatory compliance component. * .Serves as the organizational Privacy Officer operating... of Regulatory Compliance is responsibility for managing the effective implementation of the regulatory compliance components...

Location: Dallas, TX
Posted Date: 01 Mar 2025

Senior Associate - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 26 Feb 2025
Salary: $68000 - 85000 per year

Senior Associate - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 25 Feb 2025
Salary: $68000 - 85000 per year

Compliance Officers

to ensure that our financial operations align with legal and regulatory requirements. The Compliance Officer will develop...Compliance Officer – VCH Finance Consulting Inc. Job Title: Compliance Officer Job Type: [Full-time/Part-time...

Posted Date: 02 Mar 2025

Chief Compliance Officer

and experienced managers who are committed to improving patient health. The Chief Compliance Officer will be responsible... in full compliance with federal, state and local regulatory requirements, as well as internal policies and industry...

Posted Date: 01 Mar 2025

Davis-Bacon Compliance Officer

. Discover your exciting role Exyte U.S. is seeking a Davis-Bacon Compliance Officer to oversee and manage compliance..., and regulatory reporting to Legal & Compliance, project management, project owners, and relevant agencies. Explore your tasks...

Company: Exyte
Location: Dallas, TX
Posted Date: 09 Feb 2025

BSA/AML Compliance Officer – To $110K – Dallas, TX –

Bank's regulatory compliance function. This position comes with a generous salary of up to $110K and full benefits... package. (This is a remote position.) BSA/AML Compliance Officer responsibilities include: Lead and oversee the Bank...

Location: Dallas, TX
Posted Date: 01 Feb 2025
Salary: $110000 per year

Tech Risk – Governance, Regulatory & External Engagements (GRE) – Client Due Diligence & Engagement – Associate

for client due diligence (SOC, SIG, KY3P) 4 years of prior experience in a risk, compliance, regulatory, or information...Job Description: Business Unit Overview Led by the Chief Information Security Officer (CISO), Technology Risk...

Company: Goldman Sachs
Location: Dallas, TX
Posted Date: 20 Feb 2025

BSA Compliance Manager

of Compliance & BSA Officer the development, implementation, and administration of the Bank Secrecy Act (BSA) Compliance program...) or Certified Regulatory Compliance Manager (CRCM) designation preferred. Verafin experience preferred (automated BSA monitoring...

Location: Dallas, TX
Posted Date: 28 Feb 2025

Senior Associate - Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 26 Feb 2025
Salary: $68000 - 85000 per year

Senior Associate - Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 26 Feb 2025
Salary: $72000 - 90000 per year

Senior Associate - Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 25 Feb 2025
Salary: $68000 - 85000 per year

Senior Associate - Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 25 Feb 2025
Salary: $72000 - 90000 per year

IT Business Analyst - Risk/Compliance

(products, services, and platforms) and vendors to ensure the bank is regulatory compliant. Participate in projects... and automation of current systems and procedures and contribute to the building of new processes to enhance the overall Compliance...

Company: Sunflower Bank
Location: Dallas, TX
Posted Date: 24 Jan 2025

Director Compliance, Research & Academics

to join our leadership team. Reporting to the Chief Compliance Officer, this individual will oversee the development, implementation... Compliance Officer, legal counsel, and senior leadership to address high-risk or significant compliance concerns. Represent the...

Posted Date: 12 Jan 2025

Senior Consultant of Compliance Programs

Compliance (CHPC) Certified in Healthcare Research Compliance (CHRC) Certified Professional Compliance Officer (CPCO... reporting to ensure the Chief Compliance Officer, Executive Leadership and various compliance committees are informed of risks...

Company: Parkland Health
Location: Dallas, TX
Posted Date: 14 Dec 2024

Compliance Analyst

Compliance Officer (CPCO) Certified Professional Coder (CPC) Certified Outpatient Coder (COC) Certified Inpatient Coder (CIC... to learn and join a talented team where patient care is more than a job. It’s our passion. Primary Purpose The Compliance...

Company: Parkland Health
Location: Dallas, TX
Posted Date: 14 Dec 2024

Commercial Loan Officer

Position: Commercial Loan Officer We have partnered with a well-established company in the Financial Services... exceptional financial solutions to its customers. Job Description: If you're a motivated and experienced Commercial Loan Officer...

Company: GPAC
Location: Dallas, TX
Posted Date: 01 Mar 2025
Salary: $180000 per year

Commercial Loan Officer- Dallas

Position: Commercial Loan Officer We have partnered with a well-established company in the Financial Services... exceptional financial solutions to its customers. Job Description: If you're a motivated and experienced Commercial Loan Officer...

Company: GPAC
Location: Dallas, TX
Posted Date: 25 Feb 2025
Salary: $200000 per year