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Keywords: Regulatory Code & Compliance Analyst, Location: New York City, NY

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Regulatory Code & Compliance Analyst

is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program.... Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for independent initiative...

Company: City of New York
Location: New York City, NY
Posted Date: 26 Mar 2025

Analyst - Compliance & Monitoring

& Monitoring JOB TITLE: One (1) Assistant Analyst / Analyst / Senior Analyst CONTROL CODE: CD-25-01 SUMMARY: The Mayor..., Outlook, PowerPoint). - Experience in grant administration and management, regulatory compliance, and/or Quickbase...

Company: City of New York
Location: New York City, NY
Posted Date: 17 Feb 2025

Compliance Officer

COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... and entertainment, and review of electronic communications of employees for compliance with regulatory requirements. The Compliance...

Posted Date: 27 Feb 2025
Salary: $92114 - 156880 per year

Compliance Officer

COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... and entertainment, and review of electronic communications of employees for compliance with regulatory requirements. The Compliance...

Posted Date: 27 Feb 2025
Salary: $92114 - 156880 per year

Investment Risk Senior Analyst

, while meeting regulatory standards. Will also oversee implementation of asset allocation and strategy guidance. The analyst...INVESTMENT RISK SENIOR ANALYST WHAT IS THE OPPORTUNITY? The Investment Risk Analyst will play a crucial role...

Posted Date: 22 Mar 2025
Salary: $111408 - 189738 per year

Senior Quantitative Model Validation Analyst

Senior Quantitative Model Validation Analyst to join our market risk model validation team. In this role..., and counterparty credit risk management, ensuring that these models meet regulatory requirements, internal standards, and risk...

Company: U.S. Bank
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $132260 - 171160 per year

IT Project Analyst

may be required. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC... Analyst assists with various IT projects in addition to standard US IT Service Desk team member responsibilities. Marex...

Company: Marex
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $100000 - 120000 per year

Application Support Analyst - Market Making

Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams... exchange reporting and compliance audits. Provide consultative sales support. Manage client technical requirements...

Company: Marex
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $120000 - 160000 per year

Associate Actuary or Senior Actuarial Analyst

Zurich North America is currently looking for a Sr. Actuarial Analyst to join our Actuarial Operations & Assurance team..., and financial reporting; and supporting related regulatory/governance deliverables. In this role, you will be responsible for the...

Company: Zurich
Location: New York City, NY
Posted Date: 16 Mar 2025
Salary: $74300 - 161000 per year

Fixed Income Operations Analyst

Operations Analyst who will support the Credit, Rates, MBS, Repo, and Customer Clearing businesses. Support is primarily... to support corporate credit trading to resolve settlement and corporate action related breaks. Ensuring compliance with the...

Company: Marex
Location: New York City, NY
Posted Date: 13 Mar 2025
Salary: $75000 - 85000 per year

Application Support Analyst (Prime Brokerage Services)

providing a range of business functions. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA... Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams...

Company: Marex
Location: New York City, NY
Posted Date: 12 Mar 2025
Salary: $120000 - 160000 per year

Application Support Analyst (Prime Brokerage Services)

providing a range of business functions. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA... Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams...

Company: Marex
Location: New York City, NY
Posted Date: 12 Mar 2025
Salary: $120000 - 160000 per year

Business Analyst / Project Manager with CFTC & SEC & CAT/ NYC, NY (Onsite) -6+ Months Contract

Business Analyst / Project Manager with CFTC & SEC & CAT Onsite role in NYC NY Mandatory Skills : CFTC (Commodity... ) Regulatory Reporting: yrs 1 st & 2 nd round : Capco Team 3 rd round : Client Purpose of Role: To support and maintain...

Posted Date: 12 Mar 2025

Financial Crimes Analyst Senior I

, this colleague is responsible for carrying out regulatory/compliance issuance monitoring, risk assessments, and internal controls...FINANCIAL CRIMES ANALYST SENIOR I WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager...

Posted Date: 26 Feb 2025
Salary: $71869 - 114797 per year

Analyst - CDBG-DR Sandy Closeout

and management, regulatory compliance, Power BI, and/or QuickBase is a plus. REQUIREMENTS: Assistant Analyst ($58,851+): Bachelor... Closeout JOB TITLE: One (1) Assistant Analyst / Analyst / Senior Analyst CONTROL CODE: CD-25-02 SUMMARY: The Mayor...

Company: City of New York
Location: New York City, NY
Posted Date: 17 Feb 2025

Derivatives & Documentation Analyst

passionate professionals on the Trading Desks, Technology, Legal, Group Finance, Middle Office, Compliance, Reconciliations... in a timely manner Oversee regulatory reporting of derivatives across different jurisdictions Monitor daily listed trading...

Company: Swiss Re
Location: New York City, NY
Posted Date: 22 Mar 2025
Salary: $74000 - 120000 per year

Risk, Market Risk, Analyst

and regulatory compliance for the Firm's market risks. The group acts as a key stakeholder in ensuring that the firm's business plans.../reward tradeoffs Understanding of market risk measures, concepts, and regulatory rules: VaR, stress testing, greeks, Volcker...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 11 Mar 2025
Salary: $85000 - 120000 per year

Credit Analyst

. Participate in management discussions on credit risk and external economic and regulatory factors. Ensure compliance with federal... and state laws and regulations and UNFCU’s Code of Ethics & Business Conduct. What we're seeking: Bachelor’s degree in Public...

Posted Date: 08 Mar 2025
Salary: $101000 - 129000 per year

Credit Analyst

. Participate in management discussions on credit risk and external economic and regulatory factors. Ensure compliance with federal... and state laws and regulations and UNFCU’s Code of Ethics & Business Conduct. What we're seeking Bachelor’s degree...

Posted Date: 06 Mar 2025
Salary: $101000 - 129000 per year

Governance Analyst

to Issue Management, Policy Governance, Committee Governance, and the Code of Conduct. In managing Issues, CEOAD S&G follows... may interact with senior management, infrastructure and business units, compliance, risk management, and audit functions...

Posted Date: 13 Feb 2025