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Keywords: Regulations and Business Compliance Manager, Location: London

Page: 4

Audit & Compliance Officer - Greenford

of Compliance, Governance, & ethical business actions. External and internal audits. Risk management. Safety specifications...The Audit officer will assist the audit manager and other colleagues with a range of internal audits that are designed...

Posted Date: 01 Mar 2025

UK Compliance MLRO

. To address this, we require a highly experienced Senior Compliance Manager with a strong background in leading UK MLRO functions... of justifying compliance assessments, conclusions, and action plans. An effective team manager, skilled in leading compliance staff...

Company: Kantox
Location: London
Posted Date: 27 Feb 2025

Senior Compliance Officer

Compliance, UK Compliance managers, UK, EU and US Compliance Staff. Boards, committees and senior management, all major business... to the Compliance function’s remit to highlight key regulatory developments that could impact Beazley’s business, explaining...

Company: Beazley
Location: London
Posted Date: 22 Feb 2025

Compliance, Markets Surveillance Compliance Governance Group, Associate/ Vice President, London

Job Description: BUSINESS UNIT OVERVIEW The Global Markets Surveillance Compliance team ("MSC") is part of the... are responsible for reviewing a set of surveillance reports and interacting with Line of Business Compliance and the business...

Company: Goldman Sachs
Location: London
Posted Date: 22 Feb 2025

UK Head of Regulatory Compliance & MLRO

a strong culture of compliance, and serving as a trusted advisor to senior stakeholders. Reporting to the UK General Manager (who... to ensure the regulatory compliance view is considered in our commercial strategies and business practices Build and maintain...

Company: iwoca
Location: London
Posted Date: 21 Feb 2025

Senior Compliance Officer - Regulatory

obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations... as well as a large financial institution (investment bank, corporate bank, asset manager,etc.) Compliance specific industry...

Company: Marex
Location: London
Posted Date: 15 Feb 2025

Fire Safety Compliance Lead

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying Fire Safety Compliance Lead... Compliance Lead Already applied Share: Save job Saved job Feb 10, 2025 Fire Safety Compliance Lead *Housing* *£865...

Company: Eden Brown
Location: London
Posted Date: 12 Feb 2025

Head of Regulatory Compliance

Regulatory Compliance strategy that aligns with the business objectives and regulatory requirements. You will use opportunities... easy for our customers to manage and move their money. As a business, we are committed to delivering value...

Company: Equals Money
Location: Chester - London
Posted Date: 08 Feb 2025

Compliance Director

Compliance Director Fitch Group's Compliance team is currently seeking a Compliance Manager / Director based out... is responsible for ensuring general compliance with applicable credit rating agency regulations, fulfilling various regulatory...

Company: Fitch Group
Location: London
Posted Date: 06 Feb 2025

Compliance Assistant

across the organisation. The Role The Compliance Assistant role involves supporting the Compliance Manager for Appointed... in compliance within the insurance industry or regulated environment Familiarity with FCA regulations, particularly those relating...

Company: Merje
Location: London
Posted Date: 01 Feb 2025
Salary: £60000 per year

Junior Compliance Analyst (Liverpool)

A prestigious global law firm is on the lookout for a dynamic Junior Compliance Analyst to join their thriving Business... Acceptance team in Liverpool. In this role, you'll play a key part in supporting the teams Manager and Senior Analysts, helping...

Company: Larbey Evans
Location: London
Posted Date: 29 Jan 2025
Salary: £33000 per year

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Legal & Compliance - Compliance Associate

crosses among Blackstone’s business units. Devise, initiate, maintain, and revise compliance and regulatory policies... compliance program, which covers EU and UK regulations such as MiFID II, AIFMD, MAR, 5MLD, etc., and Blackstone’s policies...

Company: Blackstone
Location: London
Posted Date: 17 Jan 2025

Compliance Analyst

Compliance Manager, you’ll play a key role in ensuring our Employee Benefits business adheres to regulatory standards... you to apply. Overview We are looking for a skilled Compliance Analyst to join our GBS UK Risk & Compliance team. Reporting to the...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Compliance Manage

with the quality and business responsibility manager to ensure relevant processes are in place for compliance activities...Summary of Role The Compliance Manager will be responsible for establishing, implementing, and maintaining technical...

Company: Morson Talent
Location: London
Posted Date: 07 Jan 2025

IT Compliance Analyst

We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation... on effective security and other IT controls and processes. Work with the IT Audit & Compliance manager in delivering a Controls...

Company: CMC Markets
Location: London
Posted Date: 04 Jan 2025

Compliance Officer

across the business. Support the Compliance Manager and wider Compliance team to maintain our Compliance Framework to provide...General: Job Title: Compliance Officer Division: Compliance – Risk & Compliance Reports To: Compliance Manager...

Company: Beazley
Location: London
Posted Date: 19 Dec 2024

Business Development Manager

of their clients. Position Overview: We are seeking a results-driven Business Development Manager to drive growth and expand market... compliance with regulatory procedures, record business transactions and for training purposes....

Company: Morgan Ryder
Location: London
Posted Date: 14 Mar 2025
Salary: £58000 - 64000 per year

Business Transformation Manager, Bespoke

Business Transformation Manager. Reporting to the Head of Bespoke Investment Management Services, this role involves driving... for clients. Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations...

Location: London
Posted Date: 12 Mar 2025