As a Project Manager focusing on Swap Dealer Regulation, you will lead critical projects aimed at ensuring compliance... with stakeholders to ensure compliance with swap dealer regulations. Developing detailed project plans and schedules, coordinating...
and activities; Broker/Dealer products, services and activities; Swap Dealer and Securities Based Swap Dealer products, services... Other specific requirements on the branch, BBVA Securities Inc. and for the Swap-Dealer, Securities Based Swap-Dealer licenses The...
Critical Job Knowledge and Core Competencies/Skills: Extensive Compliance Advisory experience at a broker dealer and or swap... dealer. Strong knowledge in US securities and swaps laws, rules and regulations and broker and swap dealer operations...