and more. About The Opportunity The Product Compliance function, in particular, is responsible for building frameworks for new... Be Doing This role will oversee the review of new product development in adherence to the Product Compliance Program...
Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental..., certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
For more information about FWD Hong Kong, please visit . The Job Provide daily compliance advice and support for sales campaign..., marketing programs, new business initiatives and product development Review and vet product documents, campaign flyers...
Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental..., certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental..., certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental..., certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental..., certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
and fiduciary matters to Trustee director Client onboarding management and ther Compliance related issues Job requirement... Degree holder in Law/Business/Economics/Compliance with CPA Holder At least 3 years of related working experience Good...
with less experience may be considered for the post of Assistant Compliance Manager / Officer) We offer competitive remuneration... risk Perform ML/TF risk assessments in relation to customer, country, product, delivery channel, etc Prepare and deliver...
://www.bochk.com To apply: https://careers.pageuppeople.com/798/cw/en/job/499151/manager-business-compliance-and-operation..., identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate...
QC Manager The Position Maintain Quality system according to GDP and the corporate quality guideline to ensure good... regulatory compliance to Law and Regulation applicable, and the implementation of quality policy and quality objectives. Conduct...
and monitored as well as report of all control deficiencies to line manager in timely manner. Conduct Compliance monitoring... for vendors and business partners. Support Product Compliance team to conduct product, marketing and product training-related...
and monitored as well as report of all control deficiencies to line manager in timely manner. Conduct Compliance monitoring... for vendors and business partners. Support Product Compliance team to conduct product, marketing and product training-related...
. We are seeking a high caliber to join us as Senior Business Risk and Compliance Manager. Principal Responsibilties Establish... scenarios. We play a distributor role to source investment and insurance products from service providers, manage the product due...
professional to join our department as Compliance and Control Manager, Wealth & Personal Banking (Insurance). Principal... responsibilities Provide compliance advice on regulatory, product, sales process, conduct, controls & monitoring and marketing...
/ Markets Compliance Senior Manager to join the compliance team to handle regulatory compliance advisory, regulatory inquiries.../ updates and market compliance with product focus in fixed income/ derivatives to the HK business. The firm...
on relevant compliance related matters such as reviewing new products and marketing materials; Participate in new product...Responsibilities: Develop and implement compliance policy and review program covering our equities and futures...
among its staff members. Responsibilities: Ensure strict compliance with all legislation and guidelines pertaining to products.../IFA, Pass in Paper I, III and V under Insurance Intermediaries Qualifying Examination (IIQE) is preferred, With product...
regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap...Compliance Duties Main Focus: Corporate governance and relevant guidelines, Intermediary's conduct related...
’s new product offering from compliance risk/AML perspective Deliver compliance risk and AML trainings and maintain the Bank... Job Functions: Risk Management Responsibilities: Formulate and update compliance risk and KYC policies and procedures in light...