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Keywords: Officer, Regulatory Compliance, Location: Hong Kong

Page: 2

Compliance Officer - up to 27K, insurance

in new AML/compliance system launch Ensure the Bank's operations meet with all relevant legal and regulatory requirements...Job Responsibilities: Perform Compliance checking, monitoring and review for various insurance accounts Assist...

Posted Date: 15 Dec 2024
Salary: HKD27000 per month

Product Quality & Compliance Officer

with different departments to ensure product compliance throughout the product lifecycle Collect & analyze data and prepare reports... on quality metrics Stay updated on regulatory changes and industry standards across major markets like Europe, US, Asean...

Posted Date: 06 Dec 2024

Assistant Officer – Compliance (Contract)

or fiduciary services firms. Understand AMLO and other relevant regulatory requirements Holder of relevant compliance... client account Assist in daily name screening process, update screening system and report to Head of Compliance on a timely...

Posted Date: 06 Dec 2024

Senior Officer, Distribution Compliance

with regulatory requirements. Offer practical and sound compliance advice to business units regarding distribution functions... and practices. Develop and deliver engaging compliance training to staff and distributors, emphasising regulatory and standards...

Location: Hong Kong
Posted Date: 05 Dec 2024

Product Compliance Officer

with different departments to ensure product compliance throughout the product lifecycle Collect & analyze data and prepare reports... on quality metrics Stay updated on regulatory changes and industry standards Requirements: Bachelor Degree in Science...

Posted Date: 04 Dec 2024

Compliance Officer - Strategy, Risk & Transaction - Hong Kong

and documentation in light of legislative and regulatory updates, and business needs Handle consultations on compliance matters... and journey with us. Work you'll do Act as a Manager-in-Charge of the Compliance function under the SFC Manager-in-Charge...

Company: Deloitte
Location: Hong Kong
Posted Date: 04 Dec 2024

Compliance Officer, Asset Management

Responsibilities Perform day-to-day compliance monitoring to ensure that all compliance and regulatory requirements... are met Provide advice to the business on compliance and regulatory matters Review compliance framework, including updating...

Company: Morgan McKinley
Location: Hong Kong
Posted Date: 09 Nov 2024

Compliance Officer (Service Provider)

stakeholders; Regularly communicate with external regulators, assist in handling compliance and regulatory matters, and maintain.... Job Description Assist in supervising the work related to the trust or company service provider license, perform compliance, anti-money...

Posted Date: 01 Oct 2024

Manager, Finance (Regulatory Reporting)

returns and regulatory disclosures and monitoring financial compliance ratios Exercise effective control on the operations... Compliance Officer....

Location: Hong Kong
Posted Date: 25 Dec 2024

Director- Regulatory & Financial Risk, Hong Kong

and journey with us. About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...

Company: Deloitte
Location: Hong Kong
Posted Date: 18 Dec 2024

Vice President, Finance (Regulatory Reporting)

, capital management, liquidity management, financial compliance in accordance with regulatory requirements, and regulatory... request by contacting our Personal Data Compliance Officer....

Location: Hong Kong
Posted Date: 07 Dec 2024

Associate Director - Regulatory & Financial Risk (Insurance sector) - Hong Kong

and journey with us. About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...

Company: Deloitte
Location: Hong Kong
Posted Date: 04 Dec 2024

Senior Consultant - Regulatory & Financial Risk - Hong Kong

and journey with us. About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...

Company: Deloitte
Location: Hong Kong
Posted Date: 29 Nov 2024

Compliance VP (Global Payment Group)

Job Description Responsible for overseeing the compliance framework and ensuring adherence to regulatory... requirements within the organization Act as the Compliance Officer and Money Laundering Reporting Officer (CO & MLRO) for the MSO...

Posted Date: 25 Dec 2024

Assistant Manager, Life Insurance (Compliance & Business Development)

request by contacting our Personal Data Compliance Officer.... among its staff members. Responsibilities: Ensure strict compliance with all legislation and guidelines pertaining to products...

Location: Hong Kong
Posted Date: 25 Dec 2024

Vice President, Head of Compliance Review

compliance status of the operations under review against internal policies/guidelines as well as external regulatory requirements... and risk mitigation Track the remediation actions of findings identified in regulatory onsite examinations and compliance...

Location: Hong Kong
Posted Date: 25 Dec 2024

Assistant Compliance Manager / Compliance Manager, STR Investigation & Reporting

disciplines Minimum 3 years of AML/CFT compliance experience Well versed with AMLO and relevant regulatory requirements Good... request by contacting our Personal Data Compliance Officer....

Location: Hong Kong
Posted Date: 25 Dec 2024

Assistant Manager / Manager, AML Compliance (Project & System Management)

Compliance Officer.... or related disciplines Minimum 3 years of experience in project management/AML compliance/information technology; experience...

Location: Hong Kong
Posted Date: 18 Dec 2024

Assistant Vice President/Manager, Compliance Review (Credit Focus)

as to ensure compliance with internal policies/guidelines as well as external regulatory requirements/ expectations Review... request by contacting our Personal Data Compliance Officer....

Location: Hong Kong
Posted Date: 18 Dec 2024

Vice President - Compliance & Risk Management

with regulatory requirements Promote continuous enhancement of AML/KYC controls through compliance reviews Coordinate or conduct... company-wide training on risk and compliance matters on a regular basis Continuously monitor and update global regulatory...

Posted Date: 18 Dec 2024