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Keywords: Manager - Regulatory Compliance (Alternative Assets), Location: Houston, TX

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Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act... and advertising materials for compliance with the Advisers Act and other applicable regulatory requirements. Assist and oversee...

Company: IQ-EQ
Location: Houston, TX
Posted Date: 06 Mar 2025
Salary: $85000 - 125000 per year