. The Manager, Control Management Exam Response will: Support the day-to-day internal Audit and Second line review... processes and external exam management process, working with the Enterprise functions and other key businesses partners...
management practices in accordance with the OCC’s Heightened Standards guidelines. The Corporate Functions Control Management... Corporate Functions Control Management Governance team is to establish the Operational Risk and Controls strategy for Corporate...
communication Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (e.g... Management programs and reporting. Finance is looking for a Manager of Governance focused on ensuring control management...
and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities..., Global Wholesale Operations, regional audit teams including Capital Markets, Compliance, Risk Management, Operations...
and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all activities..., Global Wholesale Operations, regional audit teams including Capital Markets, Compliance, Risk Management, Operations...
Audit Manager - Global Markets Equities Location: New York, NY (Hybrid, 3 days onsite) Position Type: Permanent... Position Overview: We are seeking an experienced Audit Manager with a strong background in global markets and equities to lead...
risk functions, training and operating model that balances risk management with operational efficiency. Oversee execution.... Required Qualifications: 4+ Years experience in operational risk management (e.g., within Risk and/or Internal Audit function) Understanding...
communication Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (e.g... Management programs and reporting. Finance is looking for a Manager of Governance focused on ensuring control management...
. Exam and Audit Management: Reviews regulatory and audit findings and ensures adequate timely management action plans... culture. Manager, U.S. Cash Management Governance & Program Initiatives, Global AML - New York, NY Global Transaction...
. Exam and Audit Management: Reviews regulatory and audit findings and ensures adequate timely management action plans... culture. Manager, U.S. Cash Management Governance & Program Initiatives, Global AML - New York, NY Global Transaction...
, swap dealer, futures commission merchant, investment management activities, corporate functions, cross-border testing... or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background...
, swap dealer, futures commission merchant, investment management activities, corporate functions, cross-border testing... or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background...
as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via... Risk & Trade Credit Focus Group Leader Responsibility for management of the US Political Risk & Trade Credit team...