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Keywords: Manager, Regulatory Compliance Audit, Location: Toronto, ON

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Senior Technology Analyst, Global Compliance Technology

will work with the Senior Manager, Global Compliance Technology. WHAT YOU’LL DO: Assist in the development, implementation... Support Compliance technology led special projects to enhance the ecosystems further Support regulatory inquiries...

Company: Ripple
Location: Toronto, ON
Posted Date: 03 Nov 2024

Senior Manager Regulatory Compliance and Risk Management - CID&A

controls and support for third party vendors, audits, regulatory and compliance matters, contract staffing, premises... and Business Continuity among other functions. The Senior Manager of Business Support leads a team of motivate individuals who...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 03 Oct 2024

Senior Manager Regulatory Compliance and Risk Management - CID&A

controls and support for third party vendors, audits, regulatory and compliance matters, contract staffing, premises... and Business Continuity among other functions. The Senior Manager of Business Support leads a team of motivate individuals who...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 03 Oct 2024

Regulatory Compliance Manager (Trade Surveillance)

, please visit Role Overview: The Regulatory Compliance Manager reports to the Director, Compliance and is primarily responsible... of a team of compliance professionals dedicated to meeting the requirements of an ever-evolving regulatory landscape...

Location: Toronto, ON
Posted Date: 19 Sep 2024

Audit Manager, Regulatory Validation

and reporting of large and/or complex regulatory and non-regulatory remediation validations across various CIBC business lines..., with a focus on the Real Estate Secured Lending portfolio. You will design and execute audit steps to complete validations...

Company: CIBC
Location: Toronto, ON
Posted Date: 09 Nov 2024

Senior Manager, Regulatory Programs and Initiatives, Enterprise Risk

management, compliance, or audit Sound knowledge of regulatory landscape and reporting expectations for the financial services... culture. The Senior Manager, Regulatory Programs and Initiatives will be part of the Enterprise Risk Team in Global Risk...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 06 Nov 2024

Senior Manager, Regulatory Programs and Initiatives, Enterprise Risk

management, compliance, or audit Sound knowledge of regulatory landscape and reporting expectations for the financial services... culture. The Senior Manager, Regulatory Programs and Initiatives will be part of the Enterprise Risk Team in Global Risk...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 05 Nov 2024

Senior Manager, Financial & Regulatory Reporting – Financial Instruments and Securities Reporting

Job Summary Job Description What is the opportunity? The Senior Manager, Financial & Regulatory Reporting... – Financial Instruments and Securities Reporting is responsible to support the Financial & Regulatory Reporting Management team in...

Location: Toronto, ON
Posted Date: 01 Nov 2024

Assistant Manager, Regulatory Trade Reporting (GWO)

culture. Purpose: The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory... and/or other controls) and remediating potential reporting issues to mitigate compliance/regulatory risks. Partnering with internal (e.g...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 30 Oct 2024

Assistant Manager, Regulatory Trade Reporting (GWO)

culture. Purpose: The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory... and/or other controls) and remediating potential reporting issues to mitigate compliance/regulatory risks. Partnering with internal (e.g...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 29 Oct 2024

US Regulatory Services - Senior Associate

on multiple forms of regulatory reporting, such as Customer and Account Reporting, Consolidated Audit Trail (CAT), Electronic Blue... by manager)* As required, serves as a final reviewer for assigned regulatory reporting submissions* Acts as an effective layer...

Location: Toronto, ON
Posted Date: 01 Nov 2024

Senior Manager, Compliance Quality Assurance

and accurate application of the Bank's Regulatory Compliance Management frameworks, policies, guidelines, and operating procedures.... Reporting to the Director, Quality Assurance and Effectiveness, the Compliance Quality Assurance Senior Manager...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 07 Nov 2024

Senior Manager, Compliance Quality Assurance

and accurate application of the Bank’s Regulatory Compliance Management frameworks, policies, guidelines, and operating procedures.... Reporting to the Director, Quality Assurance and Effectiveness, the Compliance Quality Assurance Senior Manager...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 06 Nov 2024

Manager, Compliance Technology, Compliance PMO

evolution and profile of the Compliance function. The Manager, Compliance Technology, Global Compliance position... What do you need to succeed? Knowledge of Regulatory Compliance Management framework components and linkages Exceptional project...

Posted Date: 06 Nov 2024
Salary: $78000 - 128000 per year

Manager, Compliance Technology, Compliance PMO

evolution and profile of the Compliance function. The Manager, Compliance Technology, Global Compliance position... What do you need to succeed? Knowledge of Regulatory Compliance Management framework components and linkages Exceptional project...

Posted Date: 06 Nov 2024
Salary: $78000 - 128000 per year

MANAGER COMPLIANCE & REPORTING

Director, Licensing & Regulatory Services, the Manager Compliance and Reporting is responsible to provide leadership in the... delivery of compliance audit and reporting services to ensure the effective delivery of Licensing and Regulatory Services...

Company: City of Toronto
Location: Toronto, ON
Posted Date: 31 Oct 2024
Salary: $122305 - 163639 per year

Manager, Compliance and AML Data

culture. The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team... strategies and objectives. They will also ensure all activities conducted are in compliance with governing regulations, internal...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 30 Oct 2024

Manager, Compliance and AML Data

culture. The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team... strategies and objectives. They will also ensure all activities conducted are in compliance with governing regulations, internal...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 29 Oct 2024

Manager, AML Compliance

The Manager, AML Compliance, will play a pivotal role in the Global CAMLO Office, providing essential support to ensure... the organization meets its regulatory and internal AML/ATF and Sanctions obligations. The Manager will be responsible...

Company: Manulife
Location: Toronto, ON
Posted Date: 23 Oct 2024

Program Manager, Canadian Banking Compliance (Contract)

activities, audit activities, Compliance Risk and Control Assessments (CRCA), and regulatory obligation and control updates... Director and Senior Manager to ensure the Canadian Banking Compliance Program Framework is appropriate, sustainable...

Company: Scotiabank
Location: Toronto, ON
Posted Date: 19 Oct 2024