controls and conduct risk assessment Provide daily advisory support on AML/CFT matters to first Line of Defense Review... Minimum of 10 years solid AML/CFT compliance experience, preferably with significant exposure in Authorized Insurers in Hong...
matters to first Line of Defense Review Enhanced Due Diligence (EDD) for high-risk clients Lead investigations...’s degree in Law, Business Administration or related discipline Minimum of 10 years solid AML/CFT compliance experience...
Responsibilities: Provide compliance advice and support on AML matters to all business and operation units Perform... transactions / alerts analysis and review Handle regulatory inspections on AML related matters Liaise with regulators and law...
Responsibilities Establish and develop an independent monitoring the aircraft introduction compliance Review of the... compliance within the Aircraft Introduction Management section Liaise with ODA 183 for technical document assessment and ensure...
. Come join us for the following position. Responsibilities Develop & implement an effective AML/CFT compliance frameworks across the... review of AML/CFT policies and procedures Lead investigations into potential fraud cases and review EDD for cases identified...
, rules and regulations; Review business process and new initiatives put forward by the business units to ensure compliance... with regulatory requirements; Draft, revise, update and maintain Compliance policies and manuals of the business units; Review...
. Review complaints or questions related to compliance issue and provide consultative support. Undertake ad hoc projects...As part of our team, you are going to: Ensure compliance with the rules and regulations of different market data...
covering control & compliance, risk management, corporate insurance, credit control, treasury and special finance projects... finance leadership role in the future. Responsibilities: Control & Compliance, and Risk Management Regularly formulate...
Job Description: A Compliance generalist that collaborates with business units to protect the Company from regulatory... in implementing and advising on business initiatives that arise from evolving regulatory landscape. Review and monitor business...
/product launching Review marketing materials Review research reports and investment recommendations Organize compliance... in compliance roles Prefer experience with Type 9 asset managers that can hold client assets Comprehensive understanding of client...
and more. About the Opportunity The Sanctions Advisory team is a key part of our global compliance framework, ensuring that our business... to various departments within the company. Our team collaborates closely with other compliance functions, legal, engineering...
Job Descriptions Initiate, implement and manage internal audits, standards, compliance and conformance related... and assessing the impact of control deficiencies; Monitor and lead the review, provide guidance to peers and ensure the audit...
approval requests and third-party engagement review escalations Plan and conduct tailored ethics and compliance training...Responsibilities Work with the Regional Head to develop and implement ethics and compliance initiatives across APAC...
closely with the mainland china office will assist in legal documentation review ad hoc compliance projects The...Open to big 4 compliance consulting candidates ! Looking for legal background ! Prefer China Legal Qualification...
management agreements for managed accounts Review research reports and investment recommendations Organize compliance training...’s Type1, 4 and 9 licenses matters Draft and review documents related to SFC’s Type1, 4 and 9 licenses Review marketing...
, liaise with key internal stakeholders to review and enhance associated management plans and procedures and convey analysis.... Review risk assessment of new products / services and outsourced activities submitted by product / activity owners and key...
to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime... to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road...
as the s72B Manager for the Bank's AML & compliance function. Stay updated on regulations and report findings to management...Our client is a foreign bank. They are seeking an experienced Head of Compliance to ensure the Bank's adherence to the...
RESPONSIBILITIES Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice... and other documentations Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast...
operational risks across portfolios, ensuring compliance with policies and risk management frameworks Assess fund manager...Head (Operations and Compliance) of the Investment Office (Ref.:531411) We are seeking an experienced investment...