Position Summary: The Manager will be primarily responsible for overseeing the day-to-day accounting and regulatory... compliance functions for the broker-dealer operations. This role ensures that all financial reporting, regulatory filings...
functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor...-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management...
to North America Lead and manage the end-to-end process of applying for a broker-dealer license in the US. Analyze the... 3 - Identify new strategic opportunities Shape the product vision and roadmap alongside the Product Manager, thinking...