internal legal policies and procedures. Ensure compliance with Hong Kong and international regulatory requirements, including... expertise in drafting and negotiating complex legal agreements. Excellent understanding of corporate governance and compliance...
. Minimum of 5-10 years of legal and compliance experience in brokerage firms. Professional compliance and legal qualifications...Responsibilities Provide guidance to the business on compliance issues related to transactions and ongoing compliance...
. Minimum of 5-10 years of legal and compliance experience in brokerage firms. Professional compliance and legal qualifications...Responsibilities Provide guidance to the business on compliance issues related to transactions and ongoing compliance...
Minimum of 5-10 years of legal and compliance experience in brokerage firms Anti-Money Laundering (AML) and Counter..., or related fields. Minimum of 5-10 years of legal and compliance experience in brokerage firms. Professional compliance...
. Minimum of 5-10 years of legal and compliance experience in brokerage firms. Professional compliance and legal qualifications...Responsibilities Provide guidance to the business on compliance issues related to transactions and ongoing compliance...
internal legal policies and procedures. Ensure compliance with Hong Kong and international regulatory requirements, including...Responsibilities Provide comprehensive legal advice and support to management on primary and secondary market...
internal legal policies and procedures. Ensure compliance with Hong Kong and international regulatory requirements, including...Responsibilities Provide comprehensive legal advice and support to management on primary and secondary market...
internal legal policies and procedures. Ensure compliance with Hong Kong and international regulatory requirements, including... expertise in drafting and negotiating complex legal agreements. Excellent understanding of corporate governance and compliance...
Our client is a top Japanese investment bank and securities firm. They are looking for a KYC/CDD Associate to join the... for FI clients at international corporate investment bank/ securities firm/ brokerage firm. Client Details Our client...
. Developing, maintaining, and testing compliance processes to ensure adherence to applicable laws, regulations, and firm policies... ideal candidate would possess: Bachelor’s degree or above. 5+ years (AVP) / 8+ years (VP) of legal, compliance...
for our clients. We are a leading global financial services firm providing investment banking, securities and investment management... and Operations Teams, Credit, Legal, Compliance and external counterparties. Your responsibilities will include: Developing...
for our clients. We are a leading global financial services firm providing investment banking, securities and investment management... and Operations Teams, Credit, Legal, Compliance and external counterparties. Your responsibilities will include: Developing...
of groups across the firm globally with daily interaction with the wider Operations teams, Technology, Legal and Compliance.... We are a leading global financial services firm providing investment banking, securities and investment management services...
for our clients. We are a leading global financial services firm providing investment banking, securities and investment management... variety of groups across the firm globally with daily interaction with the wider Operations teams, Technology, Legal...
Our client is a top Japanese investment bank and securities firm. They are looking an Onboarding Associate to join the... servicing within international corporate investment bank/ securities firm/ brokerage firm. Client Details Our client...
/ securities firm/ brokerage firm Strong Korean language skills is a must Excellent verbal and written communication skills... services firm. They are now opening an exciting position for an Onboarding Associate/ Analyst to join the Onboarding team...
reviews and other on-going AML/KYC related matters Work closely with Legal and Compliance on documentation requirements... checking for FI, Institutional and Corporate clients within international corporate investment bank/ securities firm/ brokerage...
and firm management on various legal and compliance matters with regard to the investment banking business and daily operation..., and maintain in-house templates of key legal documents; Reviewing investment banking projects and conduct compliance check...
, Compliance, Tax, Finance and other stakeholders to manage legal risk and protect the Firm's reputation. Providing coverage... range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...
of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... opportunity is offered to the right candidate to join us. Responsibilities: Responsible for handling with compliance control...