About the Role We’re working with a well-established regional law firm to hire a Junior Risk and Compliance Officer... for their South London office. In this role, you’ll provide vital administrative and professional support to the Risk and Compliance...
Regulation & Non-Financial Risk Officer (Vice President) ING Financial Markets, UK The Work Environment Financial... Netherlands and the US, as well as with functions spanning the three lines of defence, including Legal, Compliance, Trading Risk...
Regulation & Non-Financial Risk Officer (Vice President) ING Financial Markets, UK The Work Environment Financial... Netherlands and the US, as well as with functions spanning the three lines of defence, including Legal, Compliance, Trading Risk...
Minimum of 6 years of experience as a compliance officer, in a risk management role, ideally with a nexus to Private Wealth... and mitigating compliance, regulatory and reputational risk across the firm and help strengthen the firm's culture of compliance...
and process queries Complete all training provided by Compliance, Risk and IT and other departments as necessary in a timely... manner. Read and understand the Risk Management & Compliance framework (and the policies referenced therein) and the UK...
Chief Risk Officer. The Operational Risk Management team is responsible for running the Operational Risk Management... Understanding of Governance, compliance and audit approaches Knowledge of data analysis methods for risk modelling...
-focused and methodical in approach Suitable for someone at Compliance Associate/Junior Compliance Officer level...A growing wealth management firm is looking to hire a Compliance Associate to support its day-to-day compliance...
0129/0160. Conduct safety assessments and risk analyses, ensuring compliance with relevant regulatory requirements... and health systems—and growing fast. 🧑⚕️ What You’ll Do as a Clinical Safety Officer We are seeking a highly skilled...
to lead on complex matters, while also supporting key people projects and guiding junior colleagues as the function continues... to evolve. Key Responsibilities Employee Relations Lead complex, sensitive and high-risk ER cases, ensuring fair, compliant...
and closing. This job will entail primarily carrying out the junior functions within deal- teams - typically financial analysis.... Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements...
. All trades are cleared and settled by LME Clear. Participants can transfer or take on price risk against aluminium, copper... to the LME Trading Chief Technology Officer. Responsibilities: Strategy & Leadership Define and execute the company...
, fraud, and risk controls. Conduct interviews with client compliance/risk leaders as part of oversight work. Produce clear... Collaboration Work closely with Product, Risk, MLRO/BSA Officer, and Business teams to ensure oversight findings are integrated...