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Keywords: Investment Compliance - Manager, Location: Bangalore, Karnataka

Page: 1

Security Incident Response Lead Manager/AVP

40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products... offers an extensive scope of commercial and investment banking products and services to businesses, governments...

Company: MUFG
Posted Date: 17 Jan 2025

Engineering Manager

over 125 GCCs, aggregating to over 125k enterprise talent, with over $2B in investment and using over 12M sq ft... with other IT leaders to evaluate and implement new technologies and processes that align with business goals. Ensure compliance...

Company: Ferguson
Posted Date: 11 Jan 2025

Manager - VB Developer

40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products... offers an extensive scope of commercial and investment banking products and services to businesses, governments...

Company: MUFG
Posted Date: 28 Dec 2024

Investment Compliance - Manager

investment compliance) Certifications: Candidates pursuing FRM (Financial Risk Manager by GARP) / CFA (Chartered Financial... to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds...

Company: State Street
Posted Date: 08 Feb 2025

WAM-Investment Compliance-Manager

: Investment Compliance rule coders on Blackrock Aladdin, Charles River or Sentinel platform professionals with expertise and prior... Coding and Testing, Pre Trade & Post Trade and Compliance Monitoring, Investment Compliance Technical experience of working...

Company: EY
Posted Date: 05 Feb 2025

Manager- Quality & Compliance

Ensure that corrective actions are delivered and non-compliance issues are resolved on time Liaise with the account..., is a leading global provider of real estate and investment management services. We take our responsibility to protect the personal...

Posted Date: 08 Feb 2025

Compliance Conduct and Operational Risk (CCOR)Control Manager - Senior Associate

view. As a Senior Associate in Compliance Conduct and Operational Risk Control Management(CCOR) spearhead and oversee... a high-impact Compliance Risk Assessment (CRA) program across multiple Lines of Business (LOBs) and Corporate Functions...

Posted Date: 25 Dec 2024

Compliance Conduct and Operational Risk(CCOR) Control Manager - Vice President

view. As a Vice President in Compliance Conduct and Operational Risk Control Management(CCOR),you will spearhead... and oversee a high-impact Compliance Risk Assessment (CRA) program across multiple Lines of Business (LOBs) and Corporate...

Posted Date: 25 Dec 2024

Investment Performance Analysis - Associate 2

Job Title – Investment Compliance – Associate 2 Who we are looking for: Looking for compliance professional who... understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing...

Company: State Street
Posted Date: 01 Feb 2025

Investment Performance Analysis - Associate 2

Job Title – Investment Compliance – Associate 2 Who we are looking for: Looking for compliance professional who... understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing...

Company: State Street
Posted Date: 01 Feb 2025

Investment Performance Analysis - Associate 2

Job Title – Investment Compliance – Associate 2 Who we are looking for: Looking for compliance professional who... understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing...

Company: State Street
Posted Date: 01 Feb 2025

Investment Performance Analysis - Associate 2

Job Title – Investment Compliance – Associate 2 Who we are looking for: Looking for compliance professional who... understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing...

Company: State Street
Posted Date: 01 Feb 2025

Investment Performance Analysis - Associate 2

Job Title – Investment Compliance – Associate 2 Who we are looking for: Looking for compliance professional who... understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing...

Company: State Street
Posted Date: 01 Feb 2025

Team Lead - Trade Investment Operations

, operational, and regulatory compliance topics. Handle projects as assigned by manager. Complete disciplinary actions to address... of experience as a provider of trustee and sophisticated agency services for private and public companies, investment bankers, asset...

Company: Computershare
Posted Date: 28 Dec 2024

Compliance - Market Surveillance - Analyst - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 31 Jan 2025

Compliance - Market Surveillance - Analyst - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 31 Jan 2025

Compliance - Market Surveillance - Associate - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 31 Jan 2025

Compliance - Market Surveillance - Associate - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 31 Jan 2025

Compliance - Market Surveillance - Associate - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 30 Jan 2025

Compliance - Market Surveillance - Associate - Bengaluru

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Company: Goldman Sachs
Posted Date: 29 Jan 2025