is not essential. Experience working in an internal audit / compliance / controls function an advantage however is not essential... in 2006 and now has operations in London, Southampton, Luxembourg, Hong Kong, Singapore, Shenzhen, New York, Philadelphia...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... Horizon Scanning Audit Requests Responsibilities Overseeing the SM&CR framework for the firm's regulated entities...
to plan and scope the change required. The testing of that release and generating and sharing test reports for internal... with other BARB teams to explain changes needed to the service Work closely with the Client Services Team and Data Operations teams...
compliance and continuous improvement. Conduct internal and external audits, supporting bid processes with HSWS Ensure audit... a strong health and safety record. The role will report to the Executive Director, supporting board, operations, clients and supply...
. Engage with external auditors to ensure smooth audit processes and governance compliance. Internal Capital Adequacy... management, ensuring accurate reporting and robust governance. You will work closely with the Credit Risk Manager to coordinate...
claims messages to their Team Manager and to internal stakeholders. Broader internal / external stakeholder communication... for Quality Assurance / Regional Audit processes (potentially, assisting Team Manager to complete monthly quality monthly quality...
with an experienced and driven FP&A Manager to support the rapid development of its internal finance infrastructure. The ideal candidate...Job Description: Here's the anonymized version of your job description: FP&A Manager Company Overview A global...
with Welltower’s segregation of duties and audit compliance Collaborates with internal support teams to resolve challenges...Description : SUMMARY The Senior Analyst, Operations-Business Applications is an experienced collaborator who...
include those of regulators and internal audit. The candidate will interact and build relationships with senior management... internal audit issues, and ensure that quality control/validation documentation is clear, concise, supports the reviews...
include those of regulators and internal audit. The candidate will interact and build relationships with senior management... internal audit issues, and ensure that quality control/validation documentation is clear, concise, supports the reviews...
for other team members of the global Financial Trade Operations team. Audit Provide the audit documentations promptly. Liaise... Finance Group and Risk & IM Team Functional project/initiative/engagement coordination Internal events and external...
and functional areas including: Underwriters, Claims, Operations, Finance, Internal Audit, Risk and Culture & People. External... as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via...
” is set up to support MUFG Bank and Securities business to manager the client KYC for New Business and Periodic assessments... processes. A key aspect of the role is to ensure a strong control environment within CKG with a successful testing or audit...
-qualification experience as an assistant audit manager or someone with an industry background with a minimum 3+ years experience... Financial audits, banking, withholding tax, ISO internal audit and process documentation Cashflow forecasting (incl. excess...
reporting requirements, ensuring all data submission obligations are identified and fulfilled. Liaise with internal...) for senior leadership and Board-level committees. Respond to internal and external data requests, ensuring timely and reliable...
applications considered) Reports to: Cashier Manager Department: Finance The firm Kingsley Napley is an internationally... and will be jointly responsible for the day to day operations of the Cashier team, with a focus on both client account and office account...
stakeholders to draft responses Respond to and track both internal and external audit requests including carrying out quality..., exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests...
and closed in a timely manner. Skills/ Qualifications: Operations/audit/control/risk partner with knowledge of the relevant... regulations, internal Resiliency programs, and Operational Risk. This individual provides operational strategies to minimize risk...
and recovery capabilities. Partner with Operational Risk, Internal Audit, and other Risk Partners to ensure regulatory..., Operations and Engineering, and (2) preparedness for, and risk management of, incidents that may impact those objectives. The...
for all payroll queries. Main point of contact for annual internal payroll audit and any adhoc external payroll audits. HR.... Responsibilities: Payroll Operations Preparing and co-coordinating payrolls for countries in EMEA (UAE, France, Poland, Denmark...