or similar certified compliance/audit/legal credentials preferred Who we are UNFCU is a global not-for-profit financial...Why join this team Responsible for developing and monitoring all aspects of the Credit Union’s compliance...
or similar certified compliance/audit/legal credentials preferred Who we are: UNFCU is a global not-for-profit financial...Why join this team: Responsible for developing and monitoring all aspects of the Credit Union’s compliance...
business (AWS Services, Networking, Infrastructure Operations, Security, etc.) and serve as the principal compliance specialist... scoped to that area of the business. Our team solves complex compliance challenges, improve processes, and drive greater...
with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance... compliance, audit, or risk management. Familiarity with U.S. laws and regulations. Knowledge of corporate banking and financial...
and state income tax. Strong expertise in tax compliance, reporting, and audit management. Experience with tax software... Role Avaya is seeking a skilled and experienced Tax Compliance Manager to ensure full compliance with federal, state...
as well as adherence to internal policies and standards (“regulatory obligations”). Executing risk-based compliance examinations... as a commissioned examiner, or within internal audit a plus A detailed approach with strong analytical skills to develop insights...
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
presentations). Write and edit compliance plans, policies, and guidelines. Audit Coordination: Coordinate and prepare... and reasonable estimate of the range of possible compensation at the time of posting. Position Summary The Billing Compliance...
and internal and external investigations, as well as testing and audit. Designing and lead compliance and control reviews...Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible...
customer complaints/inquiries that relate to compliance. Coordinating internal audit and regulatory exams, and serving as the... liaison between examiners and bank personnel. Ensuring internal audit exams, and preparing bank to pass regulatory exams...
registration records in internal systems including exam dates and completion status · Complete Compliance new hire... registrations and designation required based on covered activities · Assist in preparing for and coordinating internal audit...
activities · Assist in preparing for and coordinating internal audit and regulatory exams Management and Reporting Director.... Key Internal contacts o Human Resources Department o Operations Department (GSP) o Legal Department; o Audit...
and provide support to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps... of minimal experience 6-10 years Experience · Minimum 5-7 years' experience of Compliance/ Business Management/ Audit/ Risk...
to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps and update/maintain Issue... to support Compliance-lead projects to enhance the business lines compliance policies, procedures, and internal controls...
an impact in the following ways: Assist in the development of regulatory and internal audit responses/materials and participate... in internal audit and regulatory exams. Assist Head of FCC Training in managing FCC-related training content...
audits and, where required, challenge audit findings in collaboration with the Compliance second line and Product teams.... For everyone, everywhere.More about . Job Description We’re looking for a Head of Product Compliance to join our growing Product team here in North America, our largest...
for the world. This is what #LifeAtBNY is all about. Role description and opportunities: Risk and Compliance provide risk... and compliance services across all BNY businesses including the following groups: Risk Management, Compliance, Global Corporate...
Your Team Responsibilities: On the forefront of the financial services industry, MSCI’s Compliance team offers a fast... to join our global Compliance team. The Compliance Officer is responsible for ensuring compliance with SEC and other global regulations...
and their impact on fund operations. Audit Collaboration: Work closely with internal teams and external auditors to ensure effective...Key Responsibilities: Compliance Oversight: Ensure the firm’s compliance framework for fund operations adheres...
to facilitate audit procedures and evidence gathering Support third party oversight processes, including security and compliance... a more trustworthy Internet. Come join us. Technology Compliance Lead - Security As a Technology Compliance Lead, you will help scale...