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Keywords: Head of Risk and Compliance, Location: Greater London

Page: 5

Risk Partner - Control Testing

you successful? We are seeking professionals with: 8+ years of experience as an internal auditor, tech risk or compliance specialist...About the Role As a Risk Management Specialist, you will identify and analyze potential sources of loss to minimize...

Company: SWIFT
Location: London
Posted Date: 13 Dec 2024

Model Risk Governance and Review (MRGR) - London - 2025 ReEntry Program

away. As part of Risk Management and Compliance, you are at the centre of keeping JPMorgan Chase strong and resilient...) is a global team of modelling experts within the firm's Risk Management and Compliance organization. MRGR consists of three groups...

Company: JPMorgan Chase
Location: London
Posted Date: 23 Nov 2024

Compliance Senior Manager

Head of Compliance in the development of policies, processes, methodologies and tools related to the Compliance discipline... monitoring programme. Designing and executing Compliance risk management assessments. Ensuring an excellent service level...

Company: BBVA
Location: London
Posted Date: 08 Feb 2025

Group Senior Compliance Manager, FTC - 12 Months

's reputation and ensuring we operate ethically across the globe. Reporting to the Group Head of Compliance and working closely... with our Divisional Compliance Managers, you'll help develop, implement, and enforce our risk-based compliance strategy. What You'll...

Company: Informa
Location: London
Posted Date: 07 Feb 2025

Group Senior Compliance Manager, FTC - 12 Months

's reputation and ensuring we operate ethically across the globe. Reporting to the Group Head of Compliance and working closely... with our Divisional Compliance Managers, you'll help develop, implement, and enforce our risk-based compliance strategy. What You'll...

Company: Informa
Location: London
Posted Date: 07 Feb 2025

Trainee Compliance Analyst

looking for a dynamic, motivated entry level compliance analyst to join the Risk & Compliance team at Lumon, reporting to the Senior... Compliance Manager, London. The Risk & Compliance team operates within the second line of defence and plays a vital role...

Company: Lumon
Location: London
Posted Date: 07 Feb 2025

VP- Internal Audit - Legal & Compliance

compliance focussing on UK PRA, UK FCA and non-UK EU regulations; Development of EMEA Audit Risk Assessment with EMEA Legal..., with strong internal audit or extensive second line experience in Legal and Compliance as it relates to investment banking. The role...

Company: Kellan Group
Location: London
Posted Date: 06 Feb 2025

Compliance Auditor, Safe and Legal

budgetary limits Conduct Fire Risk Assessments to support Regional Compliance Managers (full training will be provided...About The Role We are looking for a Retail Supermarket Compliance Auditor (Safe & Legal Auditor) to join our diverse...

Company: Morrisons
Location: London
Posted Date: 06 Feb 2025

Senior Director Compliance

Count on You To: Reporting into the London-based Head of Compliance - EMEA, the successful candidate will be instrumental... environment Exposure to and knowledge of MetricStream or other governance, risk and compliance (GRC) systems. Why Fitch...

Company: Fitch Group
Location: London
Posted Date: 06 Feb 2025

TikTok Shop - Senior Project Manager, Listings & Compliance, Governance & Experience, EMEA

initiatives that enhance TikTok Shop's governance and customer experience (GNE). You will report to the EMEA head of listings... and compliance, take ownership of multiple high-priority projects and ensure alignment with organizational goals, timely execution...

Company: TikTok
Location: London
Posted Date: 05 Feb 2025

Investment Compliance Analyst

successful candidate will join their Investment Monitoring Team as a Compliance Analyst. This position reports directly to the Head... approval. Oversee regulatory thresholds within the firm's compliance and risk systems. Investigate and document breaches...

Location: London
Posted Date: 05 Feb 2025

Executive Director, Compliance UK

incumbent supports the Head of Compliance, Europe, who will lead the development and implementation of the Compliance Department... issues and challenge with respect to regulatory compliance risk. ·To monitor activities for compliance and escalate...

Company: CIBC
Location: London
Posted Date: 04 Feb 2025

Compliance Advisor, Central Compliance

contributors, formatting, and sense checking reports ahead of review by the head of Central Compliance. Assist with ad hoc queries... of traditional compliance advisory responsibilities and managing various compliance processes, systems and registers...

Company: Investec
Location: London
Posted Date: 02 Feb 2025

TikTok Shop - Program Manager, E-Commerce Compliance, Governance & Experience, EMEA

metrics. In this role, you will report to the head of e-commerce compliance and work closely with crossfunctional teams (SMT.... You will play a key role to ensure that e-commerce compliance programs are executed with a high-level of quality and drive...

Company: TikTok
Location: London
Posted Date: 02 Feb 2025

Senior Compliance Analyst – 12 Month FTC

classes. Personally, maintaining a detailed knowledge of Group policies and compliance & conduct risk requirements. As well... of the end-to-end investment process. A good understanding of UK/EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 31 Jan 2025
Salary: £43500 - 69000 per year

Compliance Specialist

are collected and maintained by the business. Report any findings to the Head of Compliance and collaborate to conduct remediation...Job Description: Compliance Specialist London Monday to Friday 9:00 am to 5:00 pm Hybrid-three days in office...

Location: London
Posted Date: 30 Jan 2025

Compliance Counsel and BMR Compliance

will be based in London, U.K., reporting to the Global Head of Compliance in New York. Responsibilities will focus on compliance... activities, FCPA/UK/EU anti-bribery and anti-money laundering compliance, publication review, and IT risk, ESG, marketing...

Company: MSCI
Location: London
Posted Date: 29 Jan 2025

Compliance Manager

will support the Head of Risk Management to help manage compliance risks across the BBC Group. The role requires ownership... of the Risk and Compliance team within the Quality, Risk & Assurance department. The Compliance Manager will support the Head...

Company: BBC
Posted Date: 29 Jan 2025
Salary: £65000 - 75000 per year

Compliance Analyst Intern (12-month placement 2025-2026)

entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main.... Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main.... Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated...

Company: AXA
Location: London
Posted Date: 28 Jan 2025