and Competence, or any other areas of regulatory compliance, as directed from time to time. Assist in delivery of online training... contributors, formatting, and sense checking reports ahead of review by the head of Central Compliance. Assist with ad hoc queries...
metrics. In this role, you will report to the head of e-commerce compliance and work closely with crossfunctional teams (SMT..., moderation, Legal) to ensure policies align with our business goals, regulatory requirements, and user expectations...
and respond to existing and new compliance obligations in EMEA. You will also support the head of e-commerce and the broader GNE... for marketplace policies, balancing regulatory compliance, business growth, and customer trust. - Complex Policy Design: Lead the...
for someone with Regulatory Compliance experience in the Asset Management industry. This is a hybrid working opportunity which means you can... application of applicable regulatory rules including global compliance policies & procedures. Staying up to date on the latest...
will be based in London, U.K., reporting to the Global Head of Compliance in New York. Responsibilities will focus on compliance... with respect to the EU and UK BMR, IOSCO, other compliance areas described above, as well as new compliance and regulatory...
will support the Head of Risk Management to help manage compliance risks across the BBC Group. The role requires ownership... of the Risk and Compliance team within the Quality, Risk & Assurance department. The Compliance Manager will support the Head...
Job Description: To provide administrative support to the respective BGC Head of Compliance. To provide ad hoc... regulatory issues to the appropriate person. Share information as appropriate with other members of the Compliance department...
to the respective regulatory Board. Deputise for the Head of Compliance when required, attending meetings, being the point...Job Title: Compliance Manager FTC Duration: 12 months Salary: £90,000-100,000 annual FTC salary Location: London...
with us to discuss in more detail. About the role We are looking for a Compliance Manager who will provide proactive support to the Head... business and meet regulatory requirements. As the Compliance Manager you will work closely with the Directors of, Heads...
along with excellent communication skills and a collaborative approach to work. Some experience of Compliance within a regulatory...Job Description Are you interested in a Compliance based role in a leading Insurance Brokers? Is Compliance an area...
(IOSCO/BMR). Working alongside the Head of Risk and Compliance, you will help to shape the risk and compliance programme... the Risk and Compliance function to update policies and procedures in line with evolving regulatory standards Assist...
to Quality Assurance and Regulatory Compliance. As an Information Compliance Manager, you will work closely to support... to accommodate business demands whilst ensuring regulatory compliance advocating the benefits of legislation and compliance...
and Enhancement team (QAE), who provide expert advice and support relating to Quality Assurance and Regulatory Compliance... management practice and compliance Manage the risk register for the Head of QAE and provide support to the risk reporting...
(IOSCO/BMR). Working alongside the Head of Risk and Compliance, you will help to shape the risk and compliance programme... the Risk and Compliance function to update policies and procedures in line with evolving regulatory standards Assist...
in the ever-evolving financial services industry. Reporting directly to the Head of Compliance, you will lead key compliance..., and business operations to ensure regulatory compliance. Sanctions Checks: Execute detailed sanctions screenings using cutting...
to join a high-performing Risk and Compliance team in a leading London-based firm. This role is central to ensuring regulatory... excellence, managing the onboarding process, and strengthening the compliance framework. Reporting directly to the Head...
-performing Risk and Compliance team in a leading London-based firm. This role is central to ensuring regulatory excellence..., managing the onboarding process, and strengthening the compliance framework. Reporting directly to the Head of Compliance...
. You will report into the Head of Compliance, EMEA. This is a truly ‘hands on’ position, working autonomously to facilitate tangible... company Compliance / regulatory related project experience would be advantageous Entrepreneurial drive, ability to work...
. This role involves providing expert regulatory advice, leading compliance monitoring, and managing key projects. You will report... to the Head of Compliance or Chief Compliance Officer and may have staff management responsibilities. How you'll make...
. You will report into the Head of Compliance, EMEA. This is a truly 'hands on' position, working autonomously to facilitate tangible... company Compliance / regulatory related project experience would be advantageous Entrepreneurial drive, ability to work...