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Keywords: Head of Legal and Compliance, Location: New York City, NY

Page: 7

Investment Officer - Private Equity

Equity investment program for the five New York City pension systems. The Investment Officer will report to the DCIO and Head... of Private Equity. Under the supervision of the DCIO and Head of Private Equity, responsibilities include, but are not limited...

Company: City of New York
Location: New York City, NY
Posted Date: 01 Mar 2025

Project Manager - Strategic Operations

organization including, but not limited to, operational functions, Legal, Compliance Technology, Risk Management, and Front Office... project manager to the Head of Project Management who is responsible for all the planning, organizing, and delivery...

Posted Date: 28 Feb 2025
Salary: $170000 - 175000 per year

IT Applications Audit Associate

strong partnerships with colleagues in other IT application and control functions including legal, compliance, data security and risk... Applications Team Head, the Audit professional will be responsible for (i) conducting regular IT application audits, ensuring work...

Posted Date: 28 Feb 2025

Senior Auditor IT Applications - Vice President

strong partnerships with colleagues in other IT application and control functions including legal, compliance, data security and risk... Applications Team Head, the Audit professional will be responsible for (i) conducting regular IT application audits, ensuring work...

Posted Date: 28 Feb 2025

Sr. Business Controls Officer

(e.g., Compliance, Enterprise Independent Testing (EIT), Risk, Operations and Technology, Legal, Audit and Human Resources... but not limited to compliance with regulatory rules and guidance as well as operational controls in partnership with the business...

Company: Bank of America
Location: New York City, NY
Posted Date: 26 Feb 2025
Salary: $110000 - 175000 per year

Client Services Pre-Sales Director

About us: We provide customers with end-to-end trading, treasury, risk management, and regulatory compliance... clients and prospects. The role reports directly into the regional Head of client services with a dotted line to the Global...

Company: Nasdaq
Location: New York City, NY
Posted Date: 26 Feb 2025
Salary: $100000 - 166600 per year

Director of Partnerships

, revenue sharing models, and intellectual property rights. Ensure compliance with legal, regulatory, and ethical standards... partnerships. Reporting directly to the Head of Partnerships, you will have a strong book of SI and technology partners to own...

Company: Treasure Data
Location: New York City, NY
Posted Date: 26 Feb 2025

Capital Markets Counsel (Debt & HY Capital Markets) - Vice President

Corporation will work within the Legal Department and report to the Head of Capital Markets & Advisory Legal. Role Objectives... compliance with SEC and FINRA rules. Provide clear, concise, and accurate legal advice. Work closely with outside counsel...

Posted Date: 22 Feb 2025

Real Estate Portfolio and Risk Associate for Japanese Corporate Banking in NYC

financing capabilities against peer banks to the Head of JCB for the Americas, and other divisions/department of the bank... deal diligence process, including underwriting, rating assignment, credit approval, legal documentation, closing...

Company: MUFG
Location: New York City, NY
Posted Date: 22 Feb 2025
Salary: $90000 - 120000 per year

Operations Regulatory Reporting Officer

plays a key role (in collaboration with legal, compliance, IT, etc) in the analysis, requirements specifications... (e.g., legal, compliance, IT, etc.) to support the creation and maintenance of these reports. This role will provide the...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Financial Institution Department-Non-Chinese Relationship Management VP

’s established new product and compliance requirements Ensure all sales materials and marketing presentations meet the legal..., compliance and regulatory requirements, and obtain legal approvals on all materials and presentations before distribution...

Company: Bank of China
Location: New York City, NY
Posted Date: 21 Feb 2025

Financial Institution Department-Non-Chinese Relationship Management VP

’s established new product and compliance requirements Ensure all sales materials and marketing presentations meet the legal..., compliance and regulatory requirements, and obtain legal approvals on all materials and presentations before distribution...

Company: Bank of China
Location: New York City, NY
Posted Date: 21 Feb 2025

Operations Regulatory Reporting Officer

plays a key role (in collaboration with legal, compliance, IT, etc) in the analysis, requirements specifications... (e.g., legal, compliance, IT, etc.) to support the creation and maintenance of these reports. This role will provide the...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Risk Management - Trade and Structured Working Capital Credit Risk - Vice President

Job Description: Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 20 Feb 2025

Business Manager

with key infrastructure stakeholders such as operations, technology, legal and compliance to ensure the business needs... Head of Private Investments Capital Formation, as well as the Head of Hedge Fund Investor Relations for certain...

Posted Date: 20 Feb 2025

Principal, Investor Services

with global teams across Finance, Accounting, Legal, Tax, Compliance, and Technology to streamline existing and new processes... operations groups including Technology, Finance, Accounting, Human Resources, Legal, Tax, Compliance, Fund Administrators...

Posted Date: 20 Feb 2025

Part-Time Sales Help

, and ensuring compliance with applicable legal requirements and Company policies. Need accessibility assistance.... Ability to climb a ladder and work with your hands over your head. Ability to stand on its feet up to 100% of the working...

Company: Lids
Location: New York City, NY
Posted Date: 19 Feb 2025
Salary: $29536 - 60405.8 per year

Part-Time Sales Help

, and ensuring compliance with applicable legal requirements and Company policies. Need accessibility assistance.... Ability to climb a ladder and work with your hands over your head. Ability to stand on its feet up to 100% of the working...

Company: Lids
Location: New York City, NY
Posted Date: 18 Feb 2025
Salary: $29536 - 60405.8 per year

Partner Manager, Programmatic

/Google Sheets for data analysis. Experience collaborating with legal and data protection teams on contracts and compliance... of revenue opportunities from these partners. You will report to the Head of Global Programmatic Strategy. Manage relationships...

Company: Future plc
Location: New York City, NY
Posted Date: 17 Feb 2025
Salary: $110000 - 130000 per year

Partner Manager, Programmatic

analysis. Experience collaborating with legal and data protection teams on contracts and compliance matters. Occasional... opportunities from these partners. You will report to the Head of Global Programmatic Strategy. Manage relationships with a diverse...

Posted Date: 16 Feb 2025
Salary: $110000 - 130000 per year