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Keywords: Head of Compliance Operations and Risk, Location: USA

Page: 4

Senior Manager, U.S. Liquidity Risk

. Coordinate between Risk and Treasury functions, within the U.S. operations and at the group-level, on the initiatives associated... enhancements to monitor interest rate risk (IRR) in the banking book and coordinate with Head Office Treasury and Risk functions...

Company: Scotiabank
Location: New York City, NY
Posted Date: 21 Aug 2024

Senior Manager, U.S. Liquidity Risk

. Coordinate between Risk and Treasury functions, within the U.S. operations and at the group-level, on the initiatives associated... enhancements to monitor interest rate risk (IRR) in the banking book and coordinate with Head Office Treasury and Risk functions...

Company: Scotiabank
Location: New York City, NY
Posted Date: 20 Aug 2024

Risk Management Coordinator

Management department's operations are monitored, analyzed, and recorded in compliance with departmental policies..., sanitation, fire, disaster control, and other risk management areas. Tracks, analyzes, and documents daily operations...

Posted Date: 20 Aug 2024
Salary: $55328 - 85820 per year

Vice President Interest Rate Risk Banking Book Global Treasury

President Interest Rate Risk Banking Book Global Treasury offers the successful candidate an opportunity to work in a team... supporting the Director of Interest Rate Risk Banking Book (IRRBB) Analytics in the Americas to implement HSBC’s Interest IRRBB...

Company: HSBC
Location: Buffalo, NY
Posted Date: 26 Jul 2024
Salary: $141300 - 180000 per year

Director, Non-Financial Risk Management- Risk Intelligence

and is responsible for overseeing the definition and delivery of Core Operational Risk and Compliance Regulatory monitoring through... partnership with our broader Non-Financial Independent Risk Management (IRM) stakeholders. Reporting directly to the Head of Risk...

Company: Citizens Bank
Location: USA
Posted Date: 26 Jul 2024

Financial Management - Front Line Unit Risk Management AVP

as needed Coordinate risk management related requests from internal/external audit, Head Office and regulators within FLU... Risk Manager is responsible for executing the risk management processes and manages the risks within its department...

Company: Bank of China
Location: New York City, NY
Posted Date: 20 Jul 2024
Salary: $65000 per year

Financial Management - Front Line Unit Risk Management AVP

as needed Coordinate risk management related requests from internal/external audit, Head Office and regulators within FLU... Risk Manager is responsible for executing the risk management processes and manages the risks within its department...

Company: Bank of China
Location: New York City, NY
Posted Date: 20 Jul 2024
Salary: $65000 per year

CWM- Marcus by Goldman Sachs- Lending Credit Risk- Vice President - Draper, UT/Richardson, TX

our Commercial lending risk team within 1st line Risk Management and responsible for loans and cards. The head of commercial... for the responsible business line/ product Partner with marketing, finance and operations teams to ensure adherence to risk...

Company: Goldman Sachs
Location: Richardson, TX
Posted Date: 19 Jul 2024

Associate Director - US ALM Risk Manager

is relied up to ensure the implementation of and compliance with risk management policies and procedures. The incumbent... will support the Lead, US ALM Risk Management and the Head, US GRM-BSR in the oversight of banking book market risk and funds...

Posted Date: 18 Jul 2024
Salary: $110000 - 190000 per year

Liquidity Risk Independent Review – VP

into the US Head of Market and Liquidity Risk and provides oversight over liquidity and funding risks within the US Operations... Mizuho US Operations (MUSO). Support the Head of IRF in organizing the monthly Liquidity Risk Operating Committee (LROC...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 30 Jun 2024
Salary: $127500 - 180000 per year

Associate Director, Clinical Quality Compliance

and compliance excellence, quality risk management and knowledge management. You will maintain a state of control by implementing... with applicable regulations. You will report to and act as a strategic expert to the Head of GCP Quality Compliance in developing GCP...

Company: Takeda
Location: Cambridge, MA
Posted Date: 20 Sep 2024

Vice President, Trade Surveillance Compliance

changes; Work with a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers, Risk... of benefits to its employees. Role Description The SMBC Compliance Department monitors the corporate banking, investment...

Posted Date: 20 Sep 2024

Director, Americas Trade Compliance

The Opportunity: Reporting to the CSL Enterprise Global Head of Trade Compliance, as the Director, Americas Trade... compliance readiness of the region through the management of the CSL import and export compliance risk-assessment, on site...

Company: CSL
Posted Date: 20 Sep 2024

Vice President, FX & Fixed Income Trade Surveillance Compliance

Control Officers, Risk Management, Operations, IT, and Legal; Support Quality Assurance efforts within the Market... of benefits to its employees. Role Description The SMBC Compliance Department monitors the corporate banking, investment...

Posted Date: 19 Sep 2024

Control Management – Employee Compliance Program- Executive Director

firm, business, operations management, legal, compliance, risk, audit, regulators, and technology control functions... team supports risk and control management for Employee Compliance, Employee Related Practices, and Consumer & Community...

Company: JPMorgan Chase
Location: Plano, TX
Posted Date: 11 Sep 2024

Employee Conduct Compliance Officer

Job ID 4329 Description and Requirements Role Value Proposition: Compliance Risk Management (CRM) delivers... a compliance risk framework that enables the businesses and functions to comply with applicable internal and external rules...

Posted Date: 10 Sep 2024

Global Director, ER, Policy & Compliance

a global Employee Relations and compliance leader to head up a small team and regularly interface at the most senior level...We’re working on an exciting opportunity for a Global Director of Employee Relations, Policy & Compliance to be based...

Company: Frazer Jones
Location: New York City, NY
Posted Date: 06 Sep 2024

Lead - HR Compliance

, create HR compliance framework, risk mitigation mechanism, and promote implementation as well as monitor operations outcomes... working outside of Cipla's U.S. Subsidiaries or Affiliates. Job Title Lead - HR Compliance Organization Name InvaGen...

Company: Cipla
Location: Central Islip, NY
Posted Date: 01 Sep 2024
Salary: $120000 - 135000 per year

US General Counsel & Chief Compliance Officer - USGC

and compliance matters in Ascendis Pharma's US operations. The GC/CCO will manage and oversee a team of legal and compliance... audits and queries Ensure compliance related education and training for relevant employees Annual risk assessment...

Company: Ascendis Pharma
Location: Princeton, NJ
Posted Date: 01 Sep 2024

US General Counsel & Chief Compliance Officer - USGC

Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals... compliance related education and training for relevant employees Annual risk assessment and review Monitor the continually...

Company: Ascendis Pharma
Location: Princeton, NJ
Posted Date: 31 Aug 2024