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Keywords: Head of Compliance Operations and Reporting, Location: New York City, NY

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Head of Compliance Operations and Reporting

of Compliance Operations & Reporting for Zurich Cover-More (ZCM). This role will work directly with the CCO to design and implement... and leading retailers. Further information is available at . What is the opportunity? We are currently looking for a Head...

Company: Zurich
Location: New York City, NY
Posted Date: 16 Feb 2025

Compliance Operations and Reporting Specialist

looking for a Compliance Reporting and Operations Specialist for Zurich Cover-More (ZCM). This role will work with the Head of Compliance... Operations & Reporting Zurich Cover-More (ZCM) and the Chief Compliance Officer to design and implement our target state...

Company: Zurich
Location: New York City, NY
Posted Date: 17 Feb 2025

Senior Analyst, Issues Management & Reporting / U.S. Compliance

across the Bank's U.S. operations. This will entail the identification, tracking and reporting of compliance-related issues... Bank's Compliance risk and effectiveness of internal controls. Assist the head of Issues Management & Reporting in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Jan 2025
Salary: $69400 - 129000 per year

Senior Analyst, Issues Management & Reporting / U.S. Compliance

across the Bank’s U.S. operations. This will entail the identification, tracking and reporting of compliance-related issues... Bank’s Compliance risk and effectiveness of internal controls. Assist the head of Issues Management & Reporting in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 29 Jan 2025
Salary: $69400 - 129000 per year

Head of Compliance Center of Excellence

data-driven insights, and drive continuous improvement in compliance operations. Build and maintain strong relationships... and leading retailers. Further information is available at . What is the opportunity? We are currently looking for a Head...

Company: Zurich
Location: New York City, NY
Posted Date: 16 Feb 2025

Global Financial Crimes Compliance - Global Head of SAR Program - Managing Director

status quo and striving to be best-in-class. As Global Head of SAR Program within the Global Financial Crimes Compliance... risks, and enhance our global compliance framework. You will report to the Head of Global Financial Crimes Compliance...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 16 Feb 2025

Head of Program Compliance (Middle Office)

within Guggenheim Partners, is seeking an exceptional operations and risk focused individual to join as Head of Program Compliance... issuance, managing regulatory trade reporting, approving funds transfers and deposits, coordinating margin calls and collateral...

Posted Date: 05 Feb 2025

Operations Regulatory Reporting Officer

and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities Generate.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Operations Regulatory Reporting Officer

and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities Generate.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $77000 - 100000 per year

Head of Child Safety Operations - USDS

daily operations of the Child Safety team to ensure the timely review and reporting of CSEA content to NCMEC in compliance... is at the forefront of ensuring a safer digital environment As Head of Child Safety Operations you are responsible...

Company: TikTok
Location: New York City, NY
Posted Date: 17 Jan 2025

Head of Operations

Job Title: Head of Operations Reports Into: General Manager Location: Brooklyn, New York Line Reports: Operations... and ambitious Head of Operations to join the Brooklyn Storehouse team and play a pivotal role in the running of events and day...

Company: Broadwick
Location: New York City, NY
Posted Date: 05 Dec 2024
Salary: $100000 - 150000 per year

Head of Broker Dealer Operations

Key Responsibilities: Manage and develop team members, overseeing work performed by outsourced operations teams..., including Client BPO. Create and maintain operational policies and procedures ensuring compliance with SEC, Client, NFA, CFTC...

Company: Phaxis
Location: New York City, NY
Posted Date: 01 Feb 2025

Head of Intellectual Property Operations - USDS

operations through quality, documentation, training, and analytics. - Drive innovation in IP rights compliance by identifying..., while ensuring compliance with U.S. and global regulations. The team works cross-functionally with Legal, Trust & Safety, Product...

Company: TikTok
Location: New York City, NY
Posted Date: 12 Jan 2025

Executive Office-Planning and Risk Reporting AVP

Reporting AVP plays a critical role in supporting the departmental strategic planning and risk management efforts. This position... to gather insights, monitor performance metrics, and ensure compliance with regulatory and organizational standards. This role...

Company: Bank of China
Location: New York City, NY
Posted Date: 16 Jan 2025
Salary: $65000 per year

Executive Office-Planning and Risk Reporting AVP

Reporting AVP plays a critical role in supporting the departmental strategic planning and risk management efforts. This position... to gather insights, monitor performance metrics, and ensure compliance with regulatory and organizational standards. This role...

Company: Bank of China
Location: New York City, NY
Posted Date: 16 Jan 2025
Salary: $65000 per year

Capital Risk Calculation Analysis and Reporting Specialist

results. The scope of reporting for these teams is primarily SMBC's Combined U.S. Operations (CUSO), however some reporting..., as necessary Ensures compliance with Market Risk reporting documents Qualifications and Skills Recommended years...

Posted Date: 13 Dec 2024

Privacy & Data Compliance Specialist - USDS

perspective. Initially reporting to the Head of Privacy and Integrated Security, the reporting structure may evolve as the... alignment of operations with the global Privacy Compliance Framework (PCF), including privacy controls and safeguards...

Company: TikTok
Location: New York City, NY
Posted Date: 01 Mar 2025

Senior Analyst, Regulatory Compliance

. This role will report to the VP of Compliance and will closely collaborate with local Head of Compliance, Deputy MLRO...Nium is looking to expand its local Regulatory Compliance team to strengthen its oversight capabilities...

Posted Date: 22 Feb 2025
Salary: $76000 - 114000 per year

CEI Compliance Specialist

matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics... government and is instrumental to the successful day-to-day operations of the City of New York. Our commitment to equity...

Company: City of New York
Location: New York City, NY
Posted Date: 13 Feb 2025

Legal and Compliance Department-L2 Financial Investigation Unit (L2 FIU) AVP

Investigation Lead & Assistant Vice President (AML Compliance, Investigations Operations and Reporting) is responsible for providing... to the Head of the FIU AML Compliance Develop a strong familiarity with pertinent guidance issued/used by industry...

Company: Bank of China
Location: New York City, NY
Posted Date: 13 Feb 2025
Salary: $65000 per year