; Regulatory Affairs; Compliance Assurance and AML teams) for Hong Kong Branch to ensure a robust compliance framework is in place... and reputation risk. Manage the Compliance Department of the Hong Kong Branch to ensure a robust compliance, AML/CFT and legal...
Responsibilities: Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee... and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges...
JOB SUMMARY This role could be based in Hong Kong and Singapore. When you start the application process you will be presented.... Lead the [Hong Kong Private Banking] to achieve the outcomes set out in the Bank’s Conduct Principles Effectively...
JOB SUMMARY This role could be based in Hong Kong and Singapore. When you start the application process you will be presented... Here for good and Group’s brand and values in Hong Kong Private Banking; Perform other responsibilities assigned under Group...
JOB SUMMARY This role could be based in Hong Kong and Singapore. When you start the application process you will be presented..., covering both Hong Kong and Singapore. You will play a pivotal role in driving global target operating model and contributing...
This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role... Derivatives business. Description Report directly to the Head of Hong Kong whilst management the legal and compliance team...
, corporate banking and global markets. They have over 600 staff in Hong Kong. Description This role will sit under the...This role will lead a team of 20 staff covering compliance, risk, business management, quality assurance, and internal...
Head of Regulatory Compliance WPB Insurance and relevant stakeholders to create an effective Compliance plan to manage the..., such as the Insurance Authority, the Hong Kong Monetary Authority, the Mandatory Provident Fund Schemes Authority and Securities...
in Hong Kong and Taiwan; Conduct regular compliance monitoring testing on regular basis in accordance with yearly... addressed; Coordinate and respond to queries from Head office Compliance, Risk, IT, Product Management, auditor...
. They have over 600 staff in Hong Kong and are continuously growing. Description Report directly to their Head of Compliance...This role will report directly to the Head of Compliance whilst focusing on business compliance advisory. This role...
customers' cross-border business including Hong Kong. Description Responsible for regulatory compliance advisory to business... Manage reporting information and risk assessment flows towards Head Office Compliance, and provide compliance advisory...
, new systems implementation and other deliverables stipulated by CAMS or Hong Kong regulators Assist Head of Compliance... and fellow team members in Hong Kong and the Asia region Take lead in conducting regular and thematic second line compliance...
Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40..., in 2014. In recent years, the Bank has been actively expanding its business in Hong Kong, Macau and Mainland China...
This role will report directly to the Head of Compliance whilst managing one junior staff. This role will focus... Corporate Investment Bank. They have about 200 staff based in Hong Kong and have offices globally. Description Report...
advisory, compliance trainings, gap analysis, policy and procedures updates for the firm. Hong Kong, being the headquarter... companies in Asia. Description Responsible for assisting the Head of Compliance in compliance advisory to lines of business...
firm. Hong Kong, being the headquarter of Asia for nearly four decades, has built strong personal relationships with key... is a multinational European bank and they are now opening an exciting role of a Compliance Associate to join the compliance team...
implementation and other deliverables stipulated by CAMS or Hong Kong regulators Assist Head of Compliance and senior compliance... AML transaction monitoring, sanctions, FCC advisory and other general compliance matters for the Asia region. Hong Kong...
are managed in a practical and effective manner Working with the Head of Regulatory Compliance, RBWM & Asset Management and the... opportunities in Hang Seng Hong Kong....
The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial... and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency...
Join Bank of China (Hong Kong) Be a dynamic member of our team We commit to excellence and professionalism... competitiveness while optimizing risk-adjusted returns on unsecured loan products Ensure compliance with regulatory requirements...