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Keywords: Head of Compliance & Regulation, Location: London

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Head of Compliance & Regulation

Our client is on the lookout for a dynamic Senior Compliance Director to lead our compliance agenda and report directly... to our President. This pivotal role involves steering the compliance team, and crafting and implementing regulatory strategies...

Company: Page Executive
Location: London
Posted Date: 06 Feb 2025
Salary: £110000 per year

Vice President, Compliance Advisory - US Regulations

and delegation to the Head of Advisory as necessary Assist in the development of the US Regulation Compliance framework...Our client, a Global Bank, are looking for a VP Compliance Advisory to join their Compliance Advisory team based...

Company: Morgan McKinley
Location: London
Posted Date: 15 Jan 2025

Vice President, Compliance Advisory - US Regulations CFTC and SBSD Swap Dealer

of Advisory as necessary Assist in the development of the US Regulation Compliance framework across all relevant business lines... with a university degree preferably in Law and/or Financial Regulation US regulatory Compliance experience at least years...

Location: London
Posted Date: 22 Dec 2024

Lead Counsel role – Content Regulation – Dublin

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Specialisms Our sectors... Hiring Advice Resources Back Resources Insights and advice for the legal, risk and compliance community. Market...

Company: Taylor Root
Location: London
Posted Date: 14 Dec 2024
Salary: £120000 - 150000 per year

Head of Compliance

compliant with regulatory standards. About the Role As the Head of Compliance, you will lead and oversee all compliance... in fintech regulation, RegTech adoption, and compliance automation. Familiarity with international regulatory frameworks, cross...

Company: Radilink
Location: London
Posted Date: 28 Jan 2025

Head of IT Compliance

Head of IT Compliance / IT SOX Compliance Lead Insurance City of London Working within the EMEA IT PMO team, the... newly created IT SOX Compliance Officer position is a key role within the compliance and regulatory framework of the...

Company: IPS Group
Location: London
Posted Date: 20 Jan 2025
Salary: £70000 - 100000 per year

Head of Compliance, eToro Money UK

years) as a Head of Compliance or equivalent senior-level position. ● Experienced in building working relationships...-on candidate who will be responsible for providing Compliance oversight for our FCA-authorised and regulated entity, eToro Money UK...

Company: eToro
Location: London
Posted Date: 11 Jan 2025

Head of Compliance/MLRO

of Compliance to manage the UK regulatory requirements as the company grows. The Head of Compliance and MLRO will lead the company...Job Reference: 36947 A highly successful iGaming business is launching into new markets and looking for a Head...

Company: Pentasia
Location: London
Posted Date: 19 Dec 2024

Head of Compliance, eToro Money UK

Laundering Regulations, and PSD2. ● Previous experience (>5 years) as a Head of Compliance or equivalent senior-level... Compliance oversight for our FCA-authorised and regulated entity, eToro Money UK. Additionally, the candidate will support the...

Company: eToro
Location: London
Posted Date: 26 Nov 2024

Senior Compliance Analyst – 12 Month FTC

compliance laws and regulation in order to support business stakeholders in understanding the direct and indirect impacts... of the end-to-end investment process. A good understanding of UK/EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 31 Jan 2025
Salary: £43500 - 69000 per year

Compliance Counsel and BMR Compliance

will be based in London, U.K., reporting to the Global Head of Compliance in New York. Responsibilities will focus on compliance.... This is an excellent opportunity for an outstanding, highly motivated lawyer to join MSCI's Legal and Compliance team. This role...

Company: MSCI
Location: London
Posted Date: 30 Jan 2025

Compliance Manager

will support the Head of Risk Management to help manage compliance risks across the BBC Group. The role requires ownership... of the Risk and Compliance team within the Quality, Risk & Assurance department. The Compliance Manager will support the Head...

Company: BBC
Posted Date: 29 Jan 2025
Salary: £65000 - 75000 per year

Senior Compliance Analyst - 12 Month FTC

ways of working to add compliance value to the business Working with the Head of Asset Class Oversight and MI & Reporting... investment management across asset classes Good understanding of UK and EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 15 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Company: IQUW Group
Location: London
Posted Date: 12 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Company: IQUW
Location: London
Posted Date: 12 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Location: London
Posted Date: 12 Jan 2025

Insurance Compliance Advisory Manager

and interesting with no day being the same! Reporting to the Head of Conduct Risk, you will work as a senior Compliance Advisory...Compliance Advisory Manager Salary £65 - 70,000 12 Month FTC Hybrid - Home & Hub - London & Kent The Saga...

Company: Saga
Location: London
Posted Date: 12 Jan 2025
Salary: £65000 - 70000 per year

Global Financing and Credit Trading Compliance Officer

. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

Posted Date: 06 Dec 2024

Compliance and Operational Risk Specialist (Operations)

Compliance (For Example: Funds Transfer Regulation and Payment Services Directive). Risk Management skills Benefits...Job Description: Job Title: Compliance and Operational Risk Specialist (Operations) Corporate Title: Up to Vice...

Company: Bank of America
Location: London
Posted Date: 29 Nov 2024

Compliance Officer - Advisory

Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... Execution businesses ('the business groups') by providing advisory compliance support including leading on responses to listed...

Company: Marex
Location: London
Posted Date: 24 Nov 2024